Other Information
−Removed: as of February 15, 2022, the Company appointed Anthony S.
−Removed: Chan as the Chief Operating Officer of the Company.
−Removed: Chan has served as
−Removed: a consultant to the Company since April of 2021.
−Removed: Chan has continued to be compensated pursuant to the terms of a consulting agreement
−Removed: entered into between the Company and CA Global Consulting Inc., pursuant to which the Company initially paid Anthony S.
−Removed: consulting company $12,000 per month.
−Removed: This monthly payment was increased to $15,000 per month in May of 2022 pursuant to an addendum
−Removed: to the consulting agreement between the Company and CA Global Consulting Inc., dated as of May 6, 2022.
following documents are filed as a part of this report:
−Removed: Exhibit Number
−Removed: Agreement and Plan of Merger dated as of September 6, 2022, by and between Alset EHome International Inc.
−Removed: and Alset, Inc.
−Removed: (incorporated by reference to Exhibit 2.1 to Current Report on Form 8-K filed on September 12, 2022).
−Removed: Texas Certificate of Merger, filed on September 7, 2022 (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on September 12, 2022).
−Removed: Delaware Certificate of Merger, filed on September 12, 2022 (incorporated by reference to Exhibit 3.2 to Current Report on Form 8-K filed on September 12, 2022).
−Removed: Restated Certificate of Formation of Alset Inc.
−Removed: (incorporated by reference to Exhibit 3.3 to Current Report on Form 8-K filed on September 12, 2022).
−Removed: Bylaws of Alset Inc.
−Removed: (incorporated by reference to Exhibit 3.4 to Current Report on Form 8-K filed on September 12, 2022).
−Removed: Addendum to Consulting Agreement, by and between Alset EHome International Inc.
−Removed: and CA Global Consulting Inc., dated as of May 6, 2022.
−Removed: Amendment No.
−Removed: 1 to Assignment and Assumption Agreement, dated July 12, 2022, by and between Alset International Limited and DSS, Inc., incorporated by reference to Exhibit 10.3 to Form 8-K filed with the SEC on July 14, 2022.
+Added: Underwriting Agreement by and between Alset Inc.
+Added: and Aegis Capital Corp., dated February 6, 2023 (incorporated by reference to Exhibit 1.1 to Current Report on Form 8-K filed with the SEC on February 8, 2023)
+Added: Purchase and Sale Agreement, dated March 16, 2023, between 150 CCM Black Oak, Ltd.
+Added: and Rausch Coleman Homes Houston, LLC (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed with the SEC on March 28, 2023.
+Added: Contract of Sale, dated March 17, 2023, between 150 CCM Black Oak, Ltd.
+Added: and Davidson Homes, LLC (incorporated by reference to Exhibit 10.2 to Current Report on Form 8-K filed with the SEC on March 28, 2023.
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
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+Added: Certain of the exhibits and schedules to this Exhibit have been omitted in accordance with Regulation S-K Item 601(a)(5).
+Added: The Registrant
+Added: agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
+Added: Portions of this exhibit (indicated by asterisks) have been omitted under rules of the SEC permitting the confidential treatment of select
+Added: The Registrant agrees to furnish a copy of all omitted information to the SEC upon its request.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
−Removed: November 14, 2022
+Added: Chan Heng Fai
of the Board and
Executive Officer
−Removed: (Principal Executive Officer)
−Removed: November 14, 2022
+Added: Executive Officer)
Chan Tung Moe
−Removed: Co-Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: November 14, 2022
+Added: Executive Officer
+Added: Executive Officer)
Financial Officer
−Removed: (Principal Financial and Accounting Officer)
−Removed: November 14, 2022
−Removed: Wai Leung Alan
+Added: Financial and Accounting Officer)
+Added: Lui Wai Leung Alan
Wai Leung Alan
Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.