OTHER INFORMATION.
−Removed: During the quarter ended September 30, 2023, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended March 31, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction, or written plan for the purchase or sale of Company securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
The exhibits listed on the accompanying Index to Exhibits are filed/furnished or incorporated by reference as part of this Quarterly Report on Form 10-Q.
3 unchanged sentences
Exhibit Description Form Exhibit Filing Date
−Removed: Equity Purchase Agreement, dated as of August 7, 2023, among ADT Inc., Iris Buyer LLC and Fire & Security Holdings, LLC
Amended and Restated Certificate of Incorporation of ADT Inc.
2 unchanged sentences
8-K 3.1 9/18/2023
−Removed: Increment al Assumption and Amendment Agreement N o.13 , dated as of October 13,2023, by and among Prime Security Services Holdings , LLC, Prime Security Services Borrower, LLC, The ADT Security Corporation, the subsidiary loan parties party thereto, the lenders party thereto and Barclays Bank PLC, as administrative agent.
−Removed: Receivables Financing Agreement, among Compass Solar Group, LLC, ADT Solar Finance LLC and Mizuho Bank, Ltd., dated as of August 2, 2023.
+Added: Fifth Amendment to the Receivables Financing Agreement, among ADT Finance LLC, Mizuho Bank, Ltd., ADT LLC, MUFG Bank, Ltd., Starbird Funding Corporation, and BNP Paribas, dated as of March 27, 2024
+Added: Form of Non-Qualified Option Award Agreement for use under the ADT Inc.
+Added: 2018 Omnibus Incentive Plan , effective as of March 8, 2024
Certification of CEO, pursuant to SEC Rule 13a-14(a) and 15d-14(a)
9 unchanged sentences
** Furnished herewith.
−Removed: ^ Schedules and exhibits to this exhibit have been omitted pursuant to Item 601(b)(2) of Regulation S-K.
−Removed: ADT hereby undertakes to furnish copies of any of the omitted schedules and exhibits upon request by the SEC.
+Added: + Management contract or compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 2, 2023 By:
−Removed: /s/ Kenneth J.
−Removed: Executive Vice President and Chief Financial Officer
+Added: April 25, 2024 By:
+Added: /s/ Jeffrey Likosar
+Added: Jeffrey Likosar
+Added: President, Corporate Development and Transformation, and Chief Financial Officer
(Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.