Other Information
−Removed: Pursuant to item 408(a) of Regulation S-K there were no directors or officers that had adopted or terminated a 10b5-1 plan or other trading arrangement during the third quarter of 2023.
+Added: Pursuant to item 408(a) of Regulation S-K there were no directors or officers that had adopted or terminated a 10b5-1 plan or other trading arrangement during the first quarter of 2024.
31.1 Certification of Mr.
Bernstein furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 31.2 Certification of Mr.
−Removed: Siemers furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 31.2 Certification of M s .
+Added: Marks furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1 Certification of Mr.
1 unchanged sentence
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 32.2 Certification of Mr.
−Removed: Siemers furnished for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C.
+Added: 32.2 Certification of Ms .
+Added: Marks furnished for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
99.1 Part I, Items 1 through 4 of the AllianceBernstein L.P.
−Removed: Quarterly Report on Form 10-Q for the quarter ended September 30, 2023.
+Added: Quarterly Report on Form 10-Q for the quarter ended March 3 1 , 202 4 .
101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
4 unchanged sentences
101.DEF XBRL Taxonomy Extension Definition Linkbase.
−Removed: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL (included in Exhibit 101).
+Added: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in Inline XBRL (included in Exhibit 101).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: October 26, 2023 ALLIANCEBERNSTEIN HOLDING L.P.
−Removed: /s/ Bill Siemers
−Removed: Interim Chief Financial Officer
+Added: April 25, 2024 ALLIANCEBERNSTEIN HOLDING L.P.
+Added: /s/ Jackie Marks
+Added: Chief Financial Officer
/s/ Thomas Simeone
Thomas Simeone
−Removed: Controller and Chief Accounting Officer
+Added: Controller & Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.