Other Information
−Removed: Pursuant to item 408(a) of Regulation S-K there were no directors or officers that had adopted or terminated a 10b5-1 plan or other trading arrangement during the second quarter of 2023.
+Added: Pursuant to item 408(a) of Regulation S-K there were no directors or officers that had adopted or terminated a 10b5-1 plan or other trading arrangement during the third quarter of 2023.
31.1 Certification of Mr.
Bernstein furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 31.2 Certification of M r .
+Added: 31.2 Certification of Mr.
Siemers furnished pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 32.2 Certification of M r .
+Added: 32.2 Certification of Mr.
Siemers furnished for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C.
1 unchanged sentence
99.1 Part I, Items 1 through 4 of the AllianceBernstein L.P.
−Removed: Quarterly Report on Form 10-Q for the quarter ended June 3 0 , 2023.
+Added: Quarterly Report on Form 10-Q for the quarter ended September 30, 2023.
101.INS XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
4 unchanged sentences
101.DEF XBRL Taxonomy Extension Definition Linkbase.
−Removed: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, formatted in Inline XBRL (included in Exhibit 101).
+Added: 104 The cover page from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL (included in Exhibit 101).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: July 27, 2023 ALLIANCEBERNSTEIN HOLDING L.P.
+Added: October 26, 2023 ALLIANCEBERNSTEIN HOLDING L.P.
/s/ Bill Siemers
Interim Chief Financial Officer
+Added: /s/ Thomas Simeone
+Added: Thomas Simeone
Controller and Chief Accounting Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.