2 unchanged sentences
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act").
−Removed: We did not, however, adopt a plan during the first quarter of 2023.
+Added: We did not adopt a plan during the second quarter of 2023.
AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units to help fund anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
See Note 3 to the condensed financial statements contained in Part 1, Item 1.
−Removed: AB Holding Units bought by us or one of our affiliates during the first quarter of 2023 are as follows:
+Added: AB Holding Units bought by us or one of our affiliates during the second quarter of 2023 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
16 unchanged sentences
6/1/23 - 6/30/23 — — — —
−Removed: 3/1/23 - 3/31/23 (1)
−Removed: 17,670 35.31 — —
Total 321 $ 34.55 — —
−Removed: (1) During the first quarter of 2023, AB retained from employees 520,970 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
−Removed: AB Units bought by us or one of our affiliates during the first quarter of 2023 are as follows:
+Added: (1) During the second quarter of 2023, AB retained from employees 321 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
+Added: AB Units bought by us or one of our affiliates during the second quarter of 2023 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
15 unchanged sentences
6/1/23 - 6/30/23 (1)
+Added: 1,667 $ 34.70 — —
Total 3,292 $ 36.66 — —
−Removed: (1) During March 2023 , AB purchased 600 AB Units in private transactions and retired them.
+Added: (1) During the second quarter of 2023 , AB purchased 3,292 AB Units in private transactions and retired them.
Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.