2 unchanged sentences
Each quarter, since the third quarter of 2011, AB has implemented plans to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Exchange Act.
−Removed: The plan adopted during the third quarter of 2020 expired at the close of business on October 21, 2020.
+Added: The plan adopted during the first quarter of 2021 expired at the close of business on April 28, 2021.
AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units to help fund anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
See Note 3 to the condensed financial statements contained in Part 1, Item 1.
−Removed: AB Holding Units bought by us or one of our affiliates during the third quarter of 2020 are as follows:
+Added: AB Holding Units bought by us or one of our affiliates during the first quarter of 2021 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
19 unchanged sentences
Total 997,486 $ 37.54 — —
−Removed: (1) During the third quarter of 2020, AB purchased from employees 1,922 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
−Removed: (2) During the third quarter of 2020, AB purchased 248,354 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan to help fund anticipated obligations under our incentive compensation award program.
−Removed: AB Units bought by us or one of our affiliates during the third quarter of 2020 are as follows:
+Added: (1) During the first quarter of 2021, AB purchased from employees 362,076 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
+Added: (2) During the first quarter of 2021, AB purchased 635,410 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan to help fund anticipated obligations under our incentive compensation award program.
+Added: AB Units bought by us or one of our affiliates during the first quarter of 2021 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
16 unchanged sentences
Total 1,400 $ 37.00 — —
−Removed: (1) During September 2020, AB purchased 700 AB Units in private transactions.
+Added: (1) During March 2021, AB purchased 1,400 AB Units in private transactions.
Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.