OCUL offering history
Every offering-related filing in OCULAR THERAPEUTIX, INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 847 filings back to Mar 6, 2007.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 30, 2025 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 30, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 25, 2024 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Feb 22, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Dec 14, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 13, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 16, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 7, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 10, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 9, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 16, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 14, 2020 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 14, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 14, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 13, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 20, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 19, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 30, 2019 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 29, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 5, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 1, 2019 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Feb 22, 2019 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Feb 12, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 28, 2018 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jan 25, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 24, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 25, 2017 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 23, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 30, 2016 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 28, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 15, 2016 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jun 5, 2015 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jun 4, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 2, 2015 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| May 20, 2015 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Jul 25, 2014 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Jul 24, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 23, 2014 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 22, 2014 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 11, 2014 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
OCUL offering FAQ
When did OCUL last execute an offering?
Per SEC filings, OCULAR THERAPEUTIX, INC's most recent priced offering document is a 424B5 filed 2025-09-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did OCUL last announce or register an offering?
The most recent registration is a S-3ASR filed 2025-09-30. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.