Offerings // TREES Corp (Colorado)

CANN offering history

Every offering-related filing in TREES Corp (Colorado)’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 652 filings back to Nov 25, 2009.

Last executed offering

Dec 21, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Jun 21, 2021

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 21, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 20, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 13, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 19, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 6, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 14, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 8, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 24, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 23, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 21, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 21, 2021	RW →	WITHDRAWN	Registration withdrawn
May 21, 2021	RW →	WITHDRAWN	Registration withdrawn
May 10, 2021	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 21, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 10, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 30, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 9, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 1, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 24, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 26, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 17, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 4, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 7, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 5, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 25, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 10, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
May 9, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 27, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 26, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 7, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 17, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jan 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 10, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 26, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 21, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 13, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 24, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 13, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CANN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CANN workspace →

CANN offering FAQ

When did CANN last execute an offering?

Per SEC filings, TREES Corp (Colorado)'s most recent priced offering document is a 8-K filed 2023-12-21. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CANN last announce or register an offering?

The most recent registration is a S-1/A filed 2021-06-21. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.