Dilution profile // every instrument, one screen, from SEC filings

DUOS TECHNOLOGIES GROUP, INC. (DUOT)

CIK 1396536 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGH$250M registered
= total registered offering amount from the fee exhibits of live registrations (bands: $1M / $20M)
one or more live registrations had no structured fee data, so the true total is AT LEAST this
Overhead supply
LOWwarrants = 0% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
HIGH+309% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
a reverse-split-sized cliff is in this window; read the chart
Cash need
HIGH~0.5 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-08-112026-05-06

Latest: 29.3M shares as of May 6, 2026 (10-Q). Share count fell from 66.2M to 1.9M between Mar 29, 2017 and May 22, 2017, a pattern consistent with a reverse split (roughly 1-for-35); simultaneous issuance can skew the raw ratio, so confirm in the filings. The red bar marks the cliff.

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool

Warrants

TrancheWarrantsExercise priceTermNotes
Upon Grantnot tagged$7.2

Tranches exactly as the company dimensioned them in its 10-K filed Mar 31, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 80,091 underlying shares, as reported Sep 30, 2023 (10-Q).

Reported exercise price: $6.41 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $390,799 as of Sep 30, 2015.

Rough fully diluted estimate: 29.4M = 29.3M O/S + 80,091 warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

Reported conversion price: $0.003 (aggregate figure as tagged; individual notes can vary).

This filer tagged totals without per-note dimensions in its 10-Q filed May 15, 2026, so per-note terms (maturities, individual conversion prices) live in the exhibit prose and are not parsed here.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding29.3MMay 6, 2026
+ Warrants (aggregate, as tagged) (if exercised)80,091Sep 30, 2023
Fully diluted estimate29.4M+0.3% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Registered offering capacity on live registrations: $250.0Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted

S-3Feb 11, 2026$250.0M registeredfiling →
S-3MEFJul 30, 2025no structured fee exhibit in this filing (predates fee-data XBRL or fee deferred)filing →
S-1Jul 14, 2025no structured fee exhibit in this filing (predates fee-data XBRL or fee deferred)filing →

Last 12 months: 3 executed · 1 registered.

EXECUTEDJun 17, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDMar 2, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDFeb 26, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EFFECTIVEFeb 12, 2026SEC declared a registration effective — selling can beginEFFECT
REGISTEREDFeb 11, 2026S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDAug 1, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDJul 30, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
REGISTEREDJul 30, 2025S-3MEF registration — capacity to sell shares, not a sale yetS-3MEF
UPDATEJul 23, 2025Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEJul 22, 2025SEC declared a registration effective — selling can beginEFFECT
REGISTEREDJul 14, 2025S-1 registration — capacity to sell shares, not a sale yetS-1
EXECUTEDMay 28, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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