Item 5. Other Information
Item 5.
Other Information
None
of the Company’s directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading
arrangement during the fiscal quarter ended March 31, 2026, as such terms are defined under Item 408(a) of Regulation S-K.
Item 6.
Exhibits
See
the Exhibit index following the signature page to this Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit
Index is incorporated herein by reference.
45
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
XTI AEROSPACE, INC
Date: May 14, 2026
By:
/s/ Scott
Pomeroy
Scott Pomeroy
Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Brooke
Turk
Brooke Turk
Chief Financial Officer
(Principal Financial Officer)
46
EXHIBIT
INDEX
Exhibit
Number
Exhibit
Description
Form
File
No.
Exhibit
Filing
Date
Filed
Herewith
2.1*
Share
Purchase and Transfer Agreement, dated February 3, 2026, by and between XTI Aerospace, Inc. and EVO 467. GmbH.
8-K
001-36404
2.1
February 4, 2026
3.1
Restated
Articles of Incorporation.
S-1
333-190574
3.1
August 12, 2013
3.2
Certificate
of Amendment to Articles of Incorporation (Increase Authorized Shares).
S-1
333-218173
3.2
May 22, 2017
3.3
Certificate
of Amendment to Articles of Incorporation (Reverse Split).
8-K
001-36404
3.1
April 10, 2014
3.4
Articles
of Merger (renamed Sysorex Global).
8-K
001-36404
3.1
December 18, 2015
3.5
Articles
of Merger (renamed Inpixon).
8-K
001-36404
3.1
March 1, 2017
3.6
Certificate
of Amendment to Articles of Incorporation (Reverse Split).
8-K
001-36404
3.2
March 1, 2017
3.7
Certificate
of Amendment to Articles of Incorporation (authorized share increase).
8-K
001-36404
3.1
February 5, 2018
3.8
Certificate
of Amendment to Articles of Incorporation (Reverse Split).
8-K
001-36404
3.1
February 6, 2018
3.9
Form
of Certificate of Designation of Preferences, Rights and Limitations of Series 4 Convertible Preferred Stock.
8-K
001-36404
3.1
April 24, 2018
3.10
Certificate
of Amendment to Articles of Incorporation (Reverse Split).
8-K
001-36404
3.1
November
1, 2018
3.11
Certificate
of Designation of Series 5 Convertible Preferred Stock, dated as of January 14, 2019.
8-K
001-36404
3.1
January
15, 2019
3.12
Certificate
of Amendment to Articles of Incorporation, effective as of January 7, 2020 (Reverse Split).
8-K
001-36404
3.1
January
7, 2020
3.13
Certificate
of Amendment to the Articles of Incorporation increasing the number of authorized shares of Common Stock from 250,000,000 to 2,000,000,000
filed with the Secretary of State of the State of Nevada on November 18, 2021.
8-K
001-36404
3.1
November
19, 2021
3.14
Certificate
of Change filed with the Secretary of State of the State of Nevada on October 4, 2022 (effective as of October 7, 2022).
8-K
001-36404
3.1
October
6, 2022
3.15
Certificate
of Amendment to the Articles of Incorporation increasing the number of authorized shares of Common Stock from 26,666,667 to 500,000,000
filed with the Secretary of State of the State of Nevada on November 29, 2022.
8-K
001-36404
3.1
December
2, 2022
3.17
Certificate
of Amendment (Reverse Stock Split).
8-K
001-36404
3.2
March
15, 2024
3.18
Certificate
of Amendment (Name Change).
8-K
001-36404
3.3
March
15, 2024
47
Exhibit
Number
Exhibit
Description
Form
File
No.
Exhibit
Filing
Date
Filed
Herewith
3.19
Certificate
of Amendment to Articles of Incorporation, effective as of January 10, 2025.
8-K
001-36404
3.1
January
10, 2025
3.20
Certificate
of Designation of Preferences and Rights of Series 10 Convertible Preferred Stock.
8-K
001-36404
3.1
November
12, 2025
3.21
Amended
and Restated Bylaws of XTI Aerospace, Inc.
10-Q
001-36404
3.21
August
14, 2025
4.1
Form
of Pre-funded Warrant.
8-K
001-36404
4.1
September
15, 2025
4.2
Form
of Common Warrant.
8-K
001-36404
4.2
September
15, 2025
4.3
Form
of Placement Agent Warrant.
8-K
001-36404
4.3
September
15, 2025
4.4
Revolving
Promissory Note, dated July 10, 2025, issued by Drone Nerds Inc and Anzu Robotics, LLC to Banesco USA.
8-K
001-36404
4.1
November
12, 2025
4.5
Promissory
Note issued by XTI Drones Holdings, LLC to New Drone Nerds S-Corp, Inc., dated November 10, 2025.
8-K
001-36404
4.2
November
12, 2025
4.6
Promissory
Note issued by XTI Drones Holdings, LLC to New Anzu Robotics S-Corp, LLC, dated November 10, 2025.
8-K
001-36404
4.3
November
12, 2025
4.7
Form
of Placement Agent’s Warrant .
8-K
001-36404
4.4
November
12, 2025
4.8
Pre-Funded
Warrant, dated January 5, 2026.
8-K
001-36404
4.1
January
9, 2026
10.1*
Employment
Agreement, dated January 9, 2026, by and between XTI Aerospace, Inc, and Tobin Arthur.
8-K
001-36404
10.1
January
9, 2026
10.2*
Separation
Agreement and Release, dated January 29, 2026, by and between XTI Aerospace, Inc. and Soumya Das.
8-K
001-36404
10.1
February
4, 2026
10.3*
Director
Services Agreement, dated February 1, 2026, by and between XTI Aerospace, Inc. and Jonathan Ornstein.
8-K
001-36404
10.2
February
4, 2026
10.4†
Credit
Agreement, dated as of February 11, 2026, by and among Drone Nerds, LLC, Anzu Robotics, LLC, the other Loan Parties party thereto,
and JPMorgan Chase Bank, N.A.
8-K
001-36404
10.1
February
17, 2026
10.5
Security
Agreement, dated as of February 11, 2026, by and among Drone Nerds, LLC, Anzu Robotics, LLC, the other Loan Parties party thereto,
any additional entities which become parties thereto, and JPMorgan Chase Bank, N.A.
8-K
001-36404
10.2
February
17, 2026
10.6
Subordination
Agreement, dated as of February 11, 2026, by and among Drone Nerds, LLC, the other Loan Parties party thereto, each of the creditors
listed on the signatory page thereto, and JPMorgan Chase Bank, N.A.
8-K
001-36404
10.3
February
17, 2026
10.7†
Intellectual
Property Security Agreement, dated as of February 11, 2026, by and between JPMorgan Chase Bank, N.A. and Drone Nerds, LLC and Anzu
Robotics, LLC.
10-K
001-36404
10.64
April
15, 2026
10.8*
Consulting
Agreement, dated as of February 1, 2026, by and between XTI Aerospace, Inc. and David E. Brody.
10-K
001-36404
10.67
April
15, 2026
48
Exhibit
Number
Exhibit
Description
Form
File
No.
Exhibit
Filing
Date
Filed
Herewith
31.1
Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026.
X
31.2
Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2026.
X
32.1#
Certification of the Company’s Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
X
101.INS
Inline
XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
the Inline XBRL document)
X
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
X
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
X
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
X
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
X
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
X
104
Cover
Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
X
† Exhibits,
schedules and similar attachments have been omitted pursuant to Item 601 of Regulation S-K and the registrant undertakes to furnish supplemental
copies of any of the omitted exhibits and schedules upon request by the SEC.
* Indicates
a management contract or compensatory plan or arrangement.
#
This certification is deemed
not filed for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, nor shall it be deemed
incorporated by reference into any filing under the Securities Act or the Exchange Act.
49
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.