Item 5. Other Information
Item
5 – Other Information
During
the three months ended March 31, 2024, no director or officer (as defined in Rule 16a-1(f) of the Exchange Act) of the Company adopted
or terminated a Rule 10b5-1 trading arrangement or Non-Rule 10b5-1 trading arrangement as each term is defined
in Item 408(a) of Regulation S-K.
18
Item
6 – Exhibits
3.1
Articles
of Incorporation of Willamette Valley Vineyards, Inc. (incorporated by reference from the Companys Regulation A Offering Statement
on Form 1-A, File No. 24S-2996)
3.2
Articles
of Amendment, dated August 22, 2000 (incorporated herein by reference to Exhibit 3.4 to the Companys Form 10-Q for the quarterly
period ended June 30, 2008, filed on August 14, 2008, File No. 000-21522)
3.3
Articles
of Amendment to the Articles of Incorporation of Willamette Valley Vineyards, Inc., dated August 9, 2022.
3.4
Amended
and Restated Bylaws of Willamette Valley Vineyards, Inc. (incorporated by reference from the Companys Current Reports on Form
8-K filed on November 20, 2015, File No. 001-37610)
31.1
Certification of Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934 (Filed herewith)
31.2
Certification of Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934 (Filed herewith)
32.1
Certification of James W. Bernau pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Filed herewith)
32.2
Certification of John Ferry pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Filed herewith)
101
The
following financial information from the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted
in Inline Extensible Business Reporting Language (iXBRL): (i) Condensed Balance Sheets, (ii) Condensed Statements of Operations;
(iii) Condensed Statements of Shareholders Equity; (iv) Condensed Statements of Cash Flows; and (iv) Notes to Financial Statements,
tagged as blocks of text. (Filed herewith)
104
The
cover page from the Companys Quarterly Report on Form 10-Q for the quarter ended March 31, 2024 has been formatted in Inline
XBRL
19
SIGNATURES
Pursuant
to the requirements of the Security Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
WILLAMETTE
VALLEY VINEYARDS, INC.
Date:
May 13, 2024
By
/s/
James W. Bernau
James
W. Bernau
Chief
Executive Officer
(Principal
Executive Officer)
Date:
May 13, 2024
By
/s/
John Ferry
John
Ferry
Chief
Financial Officer
(Principal
Accounting and Financial Officer)
20
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.