Item 1. Legal Proceedings
ITEM 1. LEGAL PROCEEDINGS
We may be subject to reviews, inspections and investigations by federal
regulators including, but not limited to, the SEC, Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), Financial
Industry Regulatory Authority (FINRA), state and foreign regulators, as well as legal proceedings arising in the ordinary course of business.
See Note 13 to our Consolidated Financial Statements for additional information regarding actual claims brought by investors in our WisdomTree
WTI Crude Oil 3x Daily Leveraged ETP totaling approximately €14.5 million ($16.7 million), all of which have been resolved in our
favor, of which two have been appealed.
ITEM 1A. RISK FACTORS
You should carefully consider the information
set forth in Part 1, Item 1A. “Risk Factors” in our Annual Report on Form 10-K for the fiscal year ended December 31, 2025.
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.