UNISYS CORP 10-Q

Item 1A. Risk Factors There have been no significant changes to the “Risk Factors” in Part I, Item 1A of the company’s 2021 Form 10-K. CAUTIONARY STATEMENT PURSUANT TO THE U.S. PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 Risks and uncertainties that could cause the company’s future results to differ materially from those expressed in “forward-looking” statements include: Implementation of Business Strategy in Information Technology Market • our ability to attract and retain experienced personnel in key positions; • our ability to grow revenue and expand margin in our Digital Workplace Solutions and Cloud, Applications and Infrastructure Solutions businesses; • our ability to maintain our installed base and sell new solutions and related services; • the business and financial risk in implementing acquisitions or dispositions; • the potential adverse effects of aggressive competition in the information services and technology market; • our ability to effectively anticipate and respond to rapid technological innovation in our industry; • our ability to retain significant clients and attract new clients; • our contracts may not be as profitable as expected or provide the expected level of revenues; • our ability to develop or acquire the capabilities to enhance the company’s solutions; Defined Benefit Pension Plans • we have significant underfunded pension obligations; General Business Risks • the impact of COVID-19 on our business, growth, reputation, projections, financial condition, operations, cash flows and liquidity; • the performance and capabilities of third parties with whom we have commercial relationships; • cybersecurity breaches could result in incurring significant costs and could harm our business and reputation; • a failure to meet standards or expectations with respect to the company’s environmental, social and governance practices; • the risks of doing business internationally when a significant portion of our revenue is derived from international operations; • our ability to access financing markets; • a reduction in our credit rating; • the adverse effects of global economic conditions, acts of war, terrorism, natural disasters or the widespread outbreak of infectious diseases; • a significant disruption in our IT systems could adversely affect our business and reputation; • we may face damage to our reputation or legal liability if our clients are not satisfied with our services or products; • the potential for intellectual property infringement claims to be asserted against us or our clients; • the possibility that legal proceedings could affect our results of operations or cash flow or may adversely affect our business or reputation; and 32 Tax Assets • our ability to use our net operating loss carryforwards and certain other tax attributes may be limited. Other factors discussed in this report, although not listed here, also could materially affect our future results. Item 6. Exhibits See Exhibit Index 33 EXHIBIT INDEX Exhibit Number Description 3.1 Restated Certificate of Incorporation of Unisys Corporation (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on April 30, 2010) 3.2 Certificate of Amendment of the Restated Certificate of Incorporation of Unisys Corporation (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on April 28, 2011) 3.3 Certificate of Amendment of the Restated Certificate of Incorporation of Unisys Corporation (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on April 28, 2017) 3.4 Bylaws of Unisys Corporation, as amended through May 10, 2019 (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed on May 15, 2019) 31.1 Certification of Peter A. Altabef required by Rule 13a-14(a) or Rule 15d-14(a) 31.2 Certification of Debra McCann required by Rule 13a-14(a) or Rule 15d-14(a) 32.1 Certification of Peter A. Altabef required by Rule 13a-14(b) or Rule 15d-14(b) and Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350 32.2 Certification of Debra McCann required by Rule 13a-14(b) or Rule 15d-14(b) and Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C. Section 1350 101 The following financial information from Unisys Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2022 formatted in iXBRL (Inline Extensible Business Reporting Language): (i) Consolidated Statements of Income (Loss), (ii) Consolidated Statements of Comprehensive Income (Loss), (iii) Consolidated Balance Sheets, (iv) Consolidated Statements of Cash Flows, (v) Consolidated Statements of Deficit, and (vi) Notes to Consolidated Financial Statements 104 Cover page Interactive Data File (the cover page XBRL tags are embedded within the iXBRL (Inline Extensible Business Reporting Language) document) 34 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. UNISYS CORPORATION Date: August 3, 2022 By: /s/ Debra McCann Debra McCann Executive Vice President and Chief Financial Officer (Principal Financial Officer) By: /s/ Erin Mannix Erin Mannix Vice President and Chief Accounting Officer (Principal Accounting Officer) 35