BLOOMIA HOLDINGS, INC. 10-Q

Item 5. Other Information During the three months ended March 31, 2024, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. 32 Table of Contents Item 6. Exhibits Exhibit Number Description Incorporated by Reference To 2.1* Asset Purchase Agreement dated May 24, 2023 Exhibit 2.1 to Current Report filed May 25, 2023 2.2* Agreement for the Sale and Purchase of Shares, dated February 21, 2024, by and among Tulp 24.1, LLC, Tulipa Acquisitie Holding B.V., Botman Bloembollen B.V., W.F. Jansen, H.J. Strengers and the Company Exhibit 2.1 to Current Report filed February 26, 2024 3.1 Certificate of Incorporation Exhibit 3.1 to Current Report filed August 9, 2023 3.2 Bylaws Exhibit 3.2 to Current Report filed August 9, 2023 10.1** Employment Agreement with Werner Jansen 10.2** Bonus Plan Agreement with Werner Jensen 10.3 Bridge Loan Agreement, dated February 22, 2024, by and between Botman Bloembollen B.V., W.F. Jansen, H.J. Strengers, Tulp 24.1, LLC, Tulipa Acquisitie Holding B.V. and the Company Exhibit 10.1 to Form 8-K filed February 26, 2024 10.4 Bridge Loan Agreement, dated February 22, 2024, by and between Botman Bloembollen B.V. and Tulipa Acquisitie Holding B.V. Exhibit 10.2 to Form 8-K filed February 26, 2024 10.5* Credit Agreement, dated February 20, 2024, by and among the Company, TULP 24.1, LLC, Tulipa Acquisitie Holding B.V., Bloomia B.V., Fresh Tulips USA, LLC, and Associated Bank, N.A., a national banking association Exhibit 10.3 to Form 8-K filed February 26, 2024 10.6 Amended and Restated Limited Liability Company Agreement, dated February 22, 2024, by and among the Company, Tulp 24.1, LLC and Werner F. Jansen Exhibit 10.4 to Form 8-K filed February 26, 2024 10.7 Management Services Agreement, dated February 22, 2024, by and between the Company and Tulp 24.1, LLC Exhibit 10.5 to Form 8-K filed February 26, 2024 10.8 Lease Agreement, dated July 1, 2021, by and between Horti-Group, LLC and Fresh Tulips USA, LLC dba Bloomia Exhibit 10.6 to Form 8-K filed February 26, 2024 31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes Oxley Act of 2002 Filed Electronically 31.2 Certification of Principal Financial and Accounting Officer Filed Electronically 32 Section 1350 Certifications Furnished Electronically 101 The following materials from Lendway, Inc.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, formatted in inline XBRL (extensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Operations and Comprehensive Income (Loss); (iii) Condensed Consolidated Statements of Stockholders’ Equity; (iv) Condensed Consolidated Statements of Cash Flows; and (v) Notes to Condensed Consolidated Financial Statements Filed Electronically 104 Cover Page Interactive Data File (the cover page XBRL tags are embedded in the inline XBRL document) Filed Electronically * Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule will be furnished to the SEC upon request; provided, however, that the parties may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any document so furnished. ** Denotes a management contract or compensatory plan or arrangement required to be filed as an exhibit to this report pursuant to Item 15(b) of Form 10-K. 33 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LENDWAY, INC. (Registrant) Dated: May 21, 2024 /s/ Randy D. Uglem Randy D. Uglem President and Chief Executive Officer (on behalf of registrant) Dated: May 21, 2024 /s/ Zackery A. Weber Zackery A. Weber Vice President of Finance (principal financial and accounting officer) 34