Item 5. Other Information
Item
5. Other Information
None .
8
Table of Contents
Item
6. Exhibits
Exhibit
Number
Exhibit
Description
1.1
Underwriting Agreement dated August 14, 2023, by and among SRM Entertainment, Inc., Jupiter Wellness, Inc. and EF Hutton, division of Benchmark Investments, LLC, filed as Exhibit 1.1 to the Current Report on Form 8-K filed by SRM Entertainment, Inc. with the Commission on August 16, 2023, and incorporated herein by reference
3.1
Articles of Incorporation of SRM Entertainment, Inc., filed as Exhibit 3.1 to the Registration Statement on Form S-1 filed by SRM Entertainment, Inc. with the Commission on July 28, 2023, and incorporated herein by reference
3.2
Bylaws of SRM Entertainment, Inc., filed as Exhibit 3.2 to the Registration Statement on Form S-1 filed by SRM Entertainment, Inc. with the Commission on July 28, 2023 and incorporated herein by reference
3.3
Amendment to the Bylaws of SRM Entertainment, Inc., filed as Exhibit 3.3 to the Registration Statement on Form S-1 filed by SRM Entertainment, Inc. with the Commission on July 28, 2023 and incorporated herein by reference
4.1
Form of Representative’s Warrant, filed as Exhibit 4.1 to the Current Report on Form 8-K filed by SRM Entertainment, Inc. with the Commission on August 16, 2023, and incorporated herein by reference
10.1
Assignment and Assumption Agreement dated August 3, 2023, between Jupiter Wellness, Inc. and SRM Entertainment, Inc., filed as Exhibit 10.1 to the Current Report on Form 8-K filed by SRM Entertainment, Inc. with the Commission on August 16, 2023, and incorporated herein by reference
10.2
Amended and Restated Exchange Agreement between Jupiter Wellness, Inc. and SRM Entertainment, Inc. dated May 26, 2023, filed as Exhibit 10.10 to the Registration Statement on Form S-1 filed by SRM Entertainment, Inc. with the Commission on May 26, 2023, and incorporated herein by reference
10.3
Employment Agreement between Jupiter Wellness, Inc., formerly known as CBD Brands, Inc., and Douglas O. McKinnon dated August 5, 2019, filed as Exhibit 10.11 to the Registration Statement on Form S-1/A filed by SRM Entertainment, Inc. with the Commission on July 18, 2023, and incorporated herein by reference †
31.1
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *
31.2
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 *
32.1
Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 **
32.2
Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 **
101.INS
Inline
XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
the Inline XBRL document *
101.SCH
Inline
XBRL Taxonomy Extension Schema Document *
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document *
101.DEF
Inline
XBRL Taxonomy Extension Definition Document *
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document *
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document *
104
Cover
Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
* Filed herewith
** Furnished herewith
† Indicates management contract or compensatory plan
9
Table of Contents
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
SRM
Entertainment, Inc.
/s/
Richard Miller
Richard
Miller
Dated:
October 3, 2023
Chief
Executive Officer
(Principal
Executive Officer)
10
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.