SUI Group Holdings Ltd. 10-K

ITEM 5 MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED SHAREHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES Market Information Our common stock is listed for trading on the Nasdaq under the symbol “MCVT”. The transfer agent and registrar for our common stock is Pacific Stock Transfer Company, 6725 Via Austi Parkway, Suite 300, Las Vegas, NV 89119. The following table sets forth the high and low bid prices for our common stock as reported on the Nasdaq Capital Market. Period Market Price (High/Low) 2024 Market Price (High/Low) 2023 First Quarter $ 2.27 – 3.01 $ 2.54-2.02 Second Quarter $ 2.50 - 3.01 $ 2.44 – 2.17 Third Quarter $ 2.25 – 3.56 $ 3.58 – 2.09 Fourth Quarter $ 1.79 – 2.26 $ 3.59 – 2.22 Holders As of the date of this filing, we had approximately 180 holders of record of our common stock and shares held in street name by approximately 655 non-objecting beneficial owners. Dividends We do not expect that the Board of Directors will declare any cash dividends in the foreseeable future. Securities Authorized for Issuance Under Equity Compensation Plans Plan category Number of securities to be issued upon exercise of outstanding options, warrants and rights Weighted-average exercise price of outstanding options, warrants and rights Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (a) (b) (c) Equity compensation plans approved by security holders 670,000 $ 2.11 30,000 Equity compensation plans not approved by security holders — — — Total 670,000 $ 2.11 30,000 16 Table of Contents The securities reflected in column (a) above were issued pursuant to the company’s 2022 Stock Incentive Plan. Recent Sales of Unregistered Securities In November and December 2022, the Company issued options for the purchase of an aggregate of 870,000 shares of common stock to officers, directors and employees of, and consultants to, the Company contemporaneously with the adoption of a 2022 Stock Incentive Plan. These option grants were made subject to subsequent shareholder approval of the 2022 Stock Incentive Plan in accordance with Nasdaq rules. The options were granted pursuant to Section 4(a)(2) of the Securities Act of 1933 and other applicable exemptions. The shareholders of the company subsequently approved the 2022 Stock Incentive Plan on January 20, 2023 at a special meeting of shareholders called for that purpose. Options for 200,000 of these common shares were subsequently exercised, and the common shares issued, in September 2023. No options were exercised in 2024.