Other Information.
−Removed: Pursuant to Item 408(a) of Regulation S-K, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” during the thirteen weeks ended September 27, 2023 as follows:
+Added: Pursuant to Item 408(a) of Regulation S-K, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” during the thirteen weeks ended March 27, 2024 as follows:
Name Position
2 unchanged sentences
Daniel Meyer Chairman of the Board of Directors Adoption 3/4/2024 11/29/2024 100,000 shares to be sold
+Added: Randall Garutti Chief Executive Officer Adoption 3/4/2024 8/9/2024 293,523 shares to be sold
+Added: Katherine Fogertey Chief Financial Officer Adoption 3/13/2024 12/12/2024 9,000 shares to be sold
Other than as disclosed above, no other officer or director adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
9 unchanged sentences
S-1/A 4.1 1/28/2015
−Removed: Letter Agreement by and between Charles J.
−Removed: Chapman III and Shake Shack Inc., executed July 1, 2023
−Removed: 8-K 10.1 7/10/2023
−Removed: Separation Agreement by and between Zachary Koff and Shake Shack Enterprises, LLC., executed August 2, 2023
−Removed: 8-K 10.1 8/3/2023
−Removed: Fourth Amendment to Credit Agreement, dated as of June 29, 2023, by and among SSE Holdings, LLC, the Guarantors party hereto, the Lenders party hereto, and JPMorgan Chase Bank, National Association, as Administrative agent
+Added: Transition and Advisory Agreement, dated January 26, 2024, by and among Randall Garutti, Shake Shack Inc.
+Added: and SSE Holdings, LLC
10.1 1/26/2024
+Added: Employment Agreement, dated March 18, 2024, effective May 20, 2024, by and among Robert Lynch, Shake Shack Inc., SSE Holdings, LLC, and Shake Shack Enterprises, LLC
+Added: 10.1 3/21/2024
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
Shake Shack Inc.
−Removed: November 3, 2023 By:
+Added: May 3, 2024 By:
/s/ Randy Garutti
2 unchanged sentences
(Principal Executive Officer and Duly Authorized Officer)
−Removed: November 3, 2023 By:
+Added: May 3, 2024 By:
/s/ Katherine I.
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.