OTHER INFORMATION
+Added: During the three months ended March 31, 2024, none of our directors or Section 16 officers adopted, modified or terminated a “Rule 10b5 - 1 trading arrangement” or “non-Rule 10b5 - 1 trading arrangement,” as each such term is defined in Item 408 of Regulation S-K.
The following exhibits are filed with or incorporated by reference into this report.
24 unchanged sentences
Form of Warrant Amendment Agreement
+Added: Form of Series C Common Stock Warrant
+Added: Form of Series D Common Stock Warrant
+Added: Form of Unsecured Convertible Notes
+Added: License and Distribution Agreement by and between NovaBay and Sonoma, dated, January 5, 2024
+Added: Form of First Amendment to the Security Agreement, dated March 24, 2024*
+Added: Form of Consent and Release, dated March 24, 2024*
Certification of the Principal Executive Officer of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(a) or Rule 15d-14(a)
Certification of the Principal Financial Officer of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(a) or Rule 15d-14(a)
−Removed: Certification by the Chief Executive Officer  
−Removed: of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(b) or 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18  
−Removed: Certification by the Chief Financial Officer of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(b) or 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18  
+Added: Certification by the Chief Executive Officer of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(b) or 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C.
+Added: Certification by the Chief Financial Officer of NovaBay Pharmaceuticals, Inc., as required by Rule 13a-14(b) or 15d-14(b) and Section 1350 of Chapter 63 of Title 18 of the United States Code (18 U.S.C.
Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension Schema Document 
+Added: Inline XBRL Taxonomy Extension Schema Document
Inline XBRL Taxonomy Extension Calculation Linkbase Document
3 unchanged sentences
The Cover Page Interactive Data File, formatted in Inline XBRL (included within the Exhibit 101 attachments)
−Removed: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: November 9, 2023
−Removed: /s/   Justin Hall 
−Removed: Justin Hall 
+Added: *Certain schedules and exhibits were omitted as well as certain confidential portions of the agreements by means of marking such portions with brackets (due to such confidential portions not being material and would be competitively harmful if publicly disclosed) pursuant to Item 601 of Regulation S-K promulgated by the Commission.
+Added: The Company agrees to supplementally furnish a copy of any omitted schedule, exhibit or confidential portions to the Commission upon request.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report on Form 10-Q to be signed on its behalf by the undersigned, thereunto duly authorized.
+Added: /s/ Justin Hall
Chief Executive Officer, General Counsel and Director
(principal executive officer)
−Removed: November 9, 2023
−Removed: /s/   Tommy Law
+Added: /s/ Tommy Law
Interim Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.