SideChannel, Inc. 10-Q

ITEM 5. OTHER INFORMATION None. ITEM 6. EXHIBITS Incorporated by Reference Exhibit No. Description Form File No. Exhibit Filing Date Filed/Furnished Herewith 1.1 Placement Agent Agreement dated January 11, 2021, by and between Cipherloc Corporation and Paulson Investment Company, LLC 8-K 000-28745 10.4 4/8/2021 3.1 Articles of Incorporation of Cipherloc Corporation, as amended S-1 333-255629 3.1 4/30/2021 3.2 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the Company with the Secretary of State of Texas on March 27, 1995 8-K 000-28745 3.1 3/5/2021 3.3 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Correction filed by the Company with the Secretary of State on September 9, 1996 8-K 000-28745 3.2 3/5/2021 3.4 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the Company with the Secretary of State on February 28, 2001 8-K 000-28745 3.3 3/5/2021 3.5 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the Company with the Secretary of State on May 26, 2005 8-K 000-28745 3.4 3/5/2021 3.6 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the Company with the Secretary of State on June 9, 2011 8-K 000-28745 3.5 3/5/2021 3.7 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the Company with the Secretary of State on June 13, 2013 8-K 000-28745 3.6 3/5/2021 3.8 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the Company with the Secretary of State on August 27, 2014 8-K 000-28745 3.7 3/5/2021 3.9 Certificate of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the Company with the Secretary of State on March 26, 2018 8-K 000-28745 3.8 3/5/2021 23 Table of Contents 3.10 Amended and Restated Bylaws of Cipherloc Corporation 8-K 000-28745 10.5 8/30/2019 4.1 Form of Common Stock Purchase Warrant of Cipherloc Corporation, issued in March 2021 Private Offering 8-K 000-28745 4.1 4/8/2021 4.2 Form of Purchase Warrant Issued to Placement Agent and its Assigns dated April 16, 2021 8-K 000-28745 4.2 4/21/2021 10.1 Settlement Agreement, effective January 15, 2021, between Cipherloc Corporation, the Carmel Trust, the Carmel Trust II, James LaGanke, individually and as Trustee of both the Trust and Trust II 8-K 000-28745 10.1 1/20/2021 10.21 Form of Securities Purchase Agreement dated March 31, 2021, by and between Cipherloc Corporation, and each of the purchasers party thereto 8-K 000-28745 10.1 4/8/2021 10.32 Form of Registration Rights Agreement dated March 31, 2021, by and between Cipherloc Corporation, and each of the purchasers party thereto 8-K 000-28745 10.2 4/8/2021 10.43** Form of Lock-Up Agreement (March 2021 Offering) 8-K 000-28745 10.3 4/8/2021 10.5 Placement Agent Agreement dated January 11, 2021, by and between Cipherloc Corporation and Paulson Investment Company, LLC 8-K 000-28745 10.4 4/8/2021 10.64 Indemnification Agreement dated February 22, 2021, by and between Cipherloc Corporation and Paulson Investment Company, LLC 8-K 000-28745 10.5 4/8/2021 10.7£ March 6, 2020, Technology Partnership and Authorized Reseller Licensing Agreement between Cipherloc Corporation and ECS Federal, LLC S-1 333-255629 10.20 4/30/2021 10.8£ August 13, 2020, Authorized Reseller / Developer Agreement between Cipherloc Corporation and Arnouse Digital Devices S-1 333-255629 10.21 4/30/2021 10.5 Letter Agreement between Cipherloc Corporation and Paulson Investment Company, LLC dated July 23, 2021 8-K 000-28745 10.1 7/28/2021 10.6 Employment Agreement with Nick Hnatiw dated July 14, 2021 X 31.1* Certification of Principal Executive Officer Pursuant to the Securities Exchange Act of 1934, Rules 13a-14 and 15d-14, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2* Certification of Principal Financial Officer Pursuant to the Securities Exchange Act of 1934, Rules 13a-14 and 15d-14, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 32.1** Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 32.2** Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 101.INS* Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. XBRL Instance Document X 24 Table of Contents 101.SCH* Inline XBRL Taxonomy Extension Schema Document XBRL Taxonomy Extension Schema Document X 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document XBRL Taxonomy Extension Label Linkbase Document X 101.LAB* Inline XBRL Taxonomy Extension Presentation Linkbase Document XBRL Taxonomy Extension Presentation Linkbase Document X 104* Inline XBRL for the cover page of this Quarterly Report on Form 10-Q, included in the Exhibit 101 Inline XBRL Document Set X * Filed herewith. ** Furnished herewith. *** Indicates management contract or compensatory plan or arrangement. 25 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Cipherloc Corporation Date: August 16, 2021 By: /s/ David Chasteen David Chasteen Chief Executive Officer (Principal Executive Officer) Cipherloc Corporation Date: August 16, 2021 By: /s/ Ryan Polk Ryan Polk Chief Financial Officer (Principal Accounting/Financial Officer) 26