Item 5. Other Information
Item 5. Other Information
None.
64
Item 6. Exhibits
Exhibit No.
Description
4.1
Promissory Note, dated July 12, 2023, issued by Agrify Corporation to GIC Acquisition, LLC (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on July 14, 2023).
4.2
Exchange Warrant, dated October 27, 2023, issued by Agrify Corporation to High Trail Special Situations LLC (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
4.3
Abeyance Warrant, dated October 27, 2023, issued by Agrify Corporation to High Trail Special Situations LLC (incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
4.4
Common Stock Purchase Warrant, dated October 18, 2023, issued by Agrify Corporation to Mack Molding Company, Inc. (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
4.5
Amended and Restated Junior Secured Promissory Note, dated October 27, 2023, issued by Agrify Corporation to GIC Acquisition, LLC (incorporated by reference to Exhibit 4.4 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
4.6
Junior Secured Promissory Note, dated October 27, 2023, issued by Agrify Corporation to CP Acquisitions, LLC (incorporated by reference to Exhibit 4.5 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
4.7
Amendment to Junior Secured Promissory Note, dated December 4, 2023, between Agrify Corporation and CP Acquisitions, LLC (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 6, 2023).
10.1
Company and Investor Acknowledgment and Release, dated October 27, 2023, between Agrify Corporation and CP Acquisitions LLC (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
10.2†
Letter Agreement, dated October 27, 2023, between Agrify Corporation and High Trail Special Situations LLC (incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
10.3† ††
Modification Agreement, effective October 18, 2023, between Agrify Corporation and Mack Molding Company (incorporated by reference to Exhibit 10.3 to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2023).
31.1*
Rule 13(a)-14(a)/15(d)-14(a) Certification of principal executive officer and principal financial and accounting officer
32.1**
Section 1350 Certification of principal executive officer and principal financial and accounting officer
101.INS
Inline XBRL Instance Document
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
Filed herewith.
**
Furnished herewith in accordance with Item 601 (b)(32) of Regulation S-K.
†
Certain confidential portions of this exhibit
were omitted pursuant to Item 601(b)(2)(ii) of Regulation S-K because the identified confidential portions (i) are not material and (ii)
are customarily and actually treated as private or confidential by the Company.
††
Schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant hereby undertakes to furnish copies of any of the omitted schedules and exhibits upon request by the U.S. Securities and Exchange Commission.
65
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AGRIFY CORPORATION
By:
/s/ Raymond Chang
Raymond Chang
Chief Executive Officer
(Principal Executive Officer and
Principal Financial and Accounting
Officer)
Date: January 3, 2024
66
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.