Item 5. Other Information
Item
5. Other Information
None.
18
Item
6. Exhibits
Exhibit
Number
Description
(2)
Plan
of acquisition, reorganization, arrangement, liquidation or succession
2.1
Articles
of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on September 5, 2013)
2.2
Agreement
and Plan of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on September 5, 2013)
2.1
Articles
of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on March 20, 2014)
2.2
Agreement
and Plan of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on March 20, 2014)
2.1
Articles
of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on December 30, 2014)
2.2
Agreement
and Plan of Merger (incorporated by reference to our Registration Statement on Form 8-K filed on December 30, 2014)
(3)
(i)
Articles of Incorporation; and (ii) Bylaws
3.1
Articles
of Incorporation (incorporated by reference to our Registration Statement on Form S-1 filed on December 29, 2008)
3.1.2
Certificate
of Amendment to Articles of Incorporation (incorporated by reference to our Registration Statement on Form 10-K filed on December
26, 2012)
3.1.3
Certificate
of Change (incorporated by reference to our Registration Statement on Form 10-K filed on December 26, 2012)
3.2
Bylaws
(incorporated by reference to our Registration Statement on Form S-1 filed on December 29, 2008)
(4)
Instruments
Defining the Rights of Security Holders, Including Indentures
4.1
Specimen
Common Stock Certificate (incorporated by reference to our Registration Statement on Form S-1 filed on December 29, 2008)
4.1
Form
of Registrant’s 10% Senior Convertible Promissory Note (incorporated by reference to our Registration Statement on Form 8-K
filed on October 17, 2013)
(10)
Material
Contracts
10.1
Convertible
Promissory Note dated March 21, 2017 with Trius Holdings Limited (incorporated by reference to our Registrant’s Quarterly Report
on Form 10-Q filed on March 31, 2016.)
10.2
Convertible
Promissory Note dated March 30, 2017 with Sukh Athwal (incorporated by reference to our Registrant’s Quarterly Report on Form
10-Q filed on March 31, 2016.)
10.3
Convertible
Promissory Note dated January 10, 2018 with Mediapark Investments Limited (incorporated by reference to our Registrant’s Quarterly
Report on Form 10-Q filed on May 14, 2018)
10.4
Convertible
Promissory Note dated April 2, 2018 with Sukh Athwal (incorporated by reference to our Registrant’s Quarterly Report on Form
10-Q filed on May 14, 2018)
10.5
First
Amendment to Convertible Promissory Note dated May 7, 2018 with Sukh Athwal (incorporated by reference to our Registrant’s
Quarterly Report on Form 10-Q filed on May 14, 2018)
10.6
First
Amendment to Convertible Promissory Note dated May 7, 2018 with Trius Holdings Limited (incorporated by reference to our Registrant’s
Quarterly Report on Form 10-Q filed on May 14, 2018)
(31)
Rule
13a-14(a)/15d-14(a) Certification
31.1*
Section 302 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Executive Officer
31.2*
Section 302 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Financial Officer and Principal Accounting Officer
(32)
Section
1350 Certification
32.1*
Section 906 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Executive Officer
32.2*
Section 906 Certification under the Sarbanes-Oxley Act of 2002 of the Principal Financial Officer and Principal Accounting Officer
(101)*
Interactive
Data Files
101.INS
XBRL
Instance Document
101.SCH
XBRL
Taxonomy Extension Schema Document
101.CAL
XBRL
Taxonomy Extension Calculation Linkbase Document
101.DEF
XBRL
Taxonomy Extension Definition Linkbase Document
101.LAB
XBRL
Taxonomy Extension Label Linkbase Document
101.PRE
XBRL
Taxonomy Extension Presentation Linkbase Document
*
Filed
herewith.
**
Furnished
herewith. Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are deemed not filed or part
of any registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, are deemed not filed
for purposes of Section 18 of the Securities and Exchange Act of 1934, and otherwise are not subject to liability under those sections.
19
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
PEAK
PHARMACEUTICALS, INC.
By:
/s/ Neil Reithinger
Neil
Reithinger
Chief
Executive Officer and Chief Financial Officer (Principal Executive Officer, Principal Financial Officer and Principal Accounting
Officer)
Date:
December 19, 2022
20
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.