Other Information
−Removed: During the three months ended December 31, 2023, no director or officer of the Company adopted , modified, or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
−Removed: Restated Articles of Incorporation of the Registration (effective as of November 29, 2023) (incorporated by reference to Exhibit 3.2 of the Company's Form 8-K filed on December 1, 2023).
+Added: During the three months ended March 31, 2024, no director or officer of the Company adopted , modified, or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement," as each term is defined in Item 408(a) of Regulation S-K.
+Added: Certificate of Designation of Series A Junior Participating Preferred Stock (Incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K filed on January 30, 2024.)
+Added: Tax Benefits Preservation Plan, dated as of January 29, 2024, between Regis Corporation and Equiniti Trust Company, LLC (which includes the Certificate of Designation, Preferences and Rights of Series A Junior Participating Preferred Stock of Regis Corporation as Exhibit A to the Plan, the Form of Rights Certificate as Exhibit B to the Plan, and the Summary of Rights to Purchase Series A Junior Participating Preferred Stock as Exhibit C to the Plan) (Incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K filed on January 30, 2024.)
President and Chief Executive Officer of Regis Corporation:
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Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Exhibit 101 The following financial information from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2023, formatted in Inline Xtensible Business Reporting Language (iXBRL) and filed electronically herewith:
+Added: Exhibit 101 The following financial information from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2024, formatted in Inline Xtensible Business Reporting Language (iXBRL) and filed electronically herewith:
(i) the Condensed Consolidated Balance Sheets;
(ii) the Condensed Consolidated Statements of Operations;
−Removed: (iii) the Condensed Consolidated Statements of Comprehensive Income (Loss);
+Added: (iii) the Condensed Consolidated Statements of Comprehensive Loss;
(iv) the Condensed Consolidated Statements of Shareholders' Deficit;
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and (vi) the Notes to the Condensed Consolidated Financial Statements.
−Removed: Exhibit 104 The cover page from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly and year-to-date periods ended December 31, 2023, formatted in iXBRL (included as Exhibit 101).
+Added: Exhibit 104 The cover page from Regis Corporation's Quarterly Report on Form 10-Q for the quarterly and year-to-date period ended March 31, 2024, formatted in iXBRL (included as Exhibit 101).
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: January 31, 2024 By:
+Added: May 1, 2024 By:
/s/ KERSTEN D.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.