VIVOS INC 10-K

ITEM 5. MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES. Market Information The Company’s common stock is traded on the OTCQB Marketplace under the symbol “RDGL.” The following table sets forth, in U.S. dollars, the high and low closing prices for each of the calendar quarters indicated, as reported by the OTCQB Marketplace, for the past two fiscal years. Such OTCQB Marketplace quotations reflect inter-dealer prices, without markup, markdown or commissions and, particularly because our common stock is traded infrequently, may not necessarily represent actual transactions or a liquid trading market. High Low 2025 Quarter ended December 31 $ 0.0919 $ 0.055 Quarter ended September 30 $ 0.1446 $ 0.0785 Quarter ended June 30 $ 0.149 $ 0.0959 Quarter ended March 31 $ 0.1634 $ 0.108 2024 Quarter ended December 31 $ 0.1766 $ 0.0707 Quarter ended September 30 $ 0.1925 $ 0.085 Quarter ended June 30 $ 0.248 $ 0.078 Quarter ended March 31 $ 0.076 $ 0.05 Holders As of March 30, 2026, we had 482,688,356 shares of common stock, par value $0.001 per share, issued and outstanding, which were held by approximately 232 shareholders of record. Our transfer agent is Pacific Stock Transfer, 6725 Via Austi Pkwy, Suite 300, Las Vegas, NV 89119. Securities Authorized for Issuance Under Equity Compensation Plans The following table sets forth information as of December 31, 2025 with respect to the Company’s equity compensation plans previously approved by stockholders and equity compensation plans not previously approved by stockholders. Equity Compensation Plan Information Plan Category Number of securities to be issued upon exercise of outstanding options, warrants and rights Weighted-average exercise price of outstanding options, warrants and rights Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (a) (b) (c) Equity compensation plans approved by stockholders 25,777,500 $ 0.09 32,836,047 Equity compensation plans not approved by stockholders 34,115,309 $ 0.07 - Total 34,115,309 (1) $ 0.07 (1) - (1) In addition to the 2015 Plan (defined below), the Company has individual compensation arrangements under which equity securities are authorized for issuance in exchange for consideration in the form of goods or services of certain individuals. 29 Recent Sales of Unregistered Securities Below is a description of all unregistered securities issued by the Company during and subsequent to the quarter ended December 31, 2025, through the date of this report. Each of the issuances identified below were issued in transactions exempt from registration under the Securities Act of 1933, as amended, in reliance on Section 3(a)(9) and/or 4(2) thereof. Issuances During the Quarter Ended December 31, 2025 In December 2025, the Company issued 329,281 shares of Common Stock for services rendered in the amount of $22,687 and issued 500,000 shares of Common Stock upon the vesting of RSUs. Issuances Subsequent to December 31, 2025 In January 2026, the Company issued 44,118 shares of common stock for services rendered. In March 2026, the Company raised $1,553,000 through the sale of 19,200,000 shares of Common Stock through the Regulation A+ Offering and concurrent private placement of 17,000,000 warrants. ITEM 6. [RESERVED]