QUICKLOGIC Corp 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds   On September 22, 2021, QuickLogic Corporation (the “Company”) entered into a Share Subscription Agreement with an investor for the sale of 125,000 shares of common stock, par value $0.001 (the “Common Stock”) at market price of $5.43 per share. This share placement resulted in gross proceeds of approximately $678,000.    The Company currently intends to use the net proceeds from the Financing for working capital, the development of next generation eFPGA-based products, including AI and open source hardware or software, and general corporate purposes. We may also use a portion of the net proceeds to acquire and/or license technologies and acquire and/or invest in businesses when the opportunity arises; however, we currently have no commitments or agreements and are not involved in any negotiations with respect to any such transactions. Please refer to Form 8-K filed with SEC on September 30,2021.   34 Table of Contents   Item 6. Exhibits   a.      Exhibits    The following Exhibits are filed or incorporated by reference into this report:   Exhibit Number   Description Form Exhibit Filing Date   10.1   Form of Common Stock Purchase Agreement, dated September 30, 2021, between QuickLogic Corporation   and the investor named therein 8-K 10.1 September 30,2021  10.2   Form of Share Subscription Agreement, dated September 22, 2021, between QuickLogic Corporation and the purchaser named therein 8-K 10.2 September 30, 2021  10.3   Fourth Amendment to Amended and Restated Loan and Security Agreement entered into as of November 16, 2021         31.1   Certification of Brian C. Faith, Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.         31.2   Certification of Anthony Contos, Interim Chief Accounting Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.         32.1   Certification of Brian C. Faith, Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.         32.2   Certification of Anthony Contos, Interim Chief Accounting Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.       101.INS   Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.       101.SCH   Inline XBRL Taxonomy Extension Schema Document       101.CAL   Inline XBRL Taxonomy Extension Calculation Linkbase Document       101.DEF   Inline XBRL Taxonomy Extension Definition Linkbase Document       101.LAB   Inline XBRL Taxonomy Extension Label Linkbase Document       101.PRE   Inline XBRL Taxonomy Extension Presentation Linkbase Document       104   The cover page from the Company’s quarterly report on Form 10-Q for the quarter ended October 3, 2021, has been formatted in Inline XBRL and contained in exhibit 101.         35 Table of Contents   Signatures   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.       QUICKLOGIC CORPORATION           /s/ Anthony Contos Date: November 17, 2021 Anthony Contos     Interim Chief Accounting Officer (as Principal Accounting and Financial Officer and on behalf of the   Registrant)             36