Item 5. Other Information
ITEM
5. OTHER INFORMATION.
None.
27
ITEM
6. EXHIBITS.
Exhibit
No.
Description
10.1
Independent Contractor and Director Fee Termination Agreement and Release, dated March 25, 2024, between the Company and Bruce Horowitz (incorporated by reference to Exhibit 10.1 of the Company’s current report on Form 8-K filed with the SEC on March 26, 2024).
10.2
Independent Contractor Agreement, dated March 25, 2024, between the Company and Dominic Rodrigues (incorporated by reference to Exhibit 10.2 of the Company’s current report on Form 8-K filed with the SEC on March 26, 2024).
10.3
Exclusive License Agreement (with Equity), dated March 21, 2024, by and between the Company and University of Miami (incorporated by reference to Exhibit 10.1 of the Company’s current report on Form 8-K filed with the SEC on March 27, 2024).
10.4
Pershing Employment Agreement, dated April 16, 2024, between the Company and Ed Pershing (incorporated by reference to Exhibit 10.1 of the Company’s current report on Form 8-K filed with the SEC on April 16, 2024).
10.5
Rodrigues Employment Agreement, dated April 16, 2024, between the Company and Dominic Rodrigues (incorporated by reference to Exhibit 10.2 of the Company’s current report on Form 8-K filed with the SEC on April 16, 2024).
31.1**
Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) (Section 302 Certification).
31.2**
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) (Section 302 Certification).
32***
Certification of Principal Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350 (Section 906 Certification).
101.INS**
Inline XBRL Instance Document
– the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL
document.
101.SCH**
Inline XBRL Taxonomy Extension
Schema Document.
101.CAL**
Inline XBRL Taxonomy Extension
Calculation Linkbase Document.
101.LAB**
Inline XBRL Taxonomy Extension
Label Linkbase Document.
101 PRE**
Inline XBRL Taxonomy Extension
Presentation Linkbase Document.
101.DEF**
Inline XBRL Taxonomy Extension
Definition Linkbase Document.
104**
Cover Page Interactive
Data File (formatted as Inline XBRL and contained in Exhibit 101)
**
Filed herewith.
***
Furnished herewith.
28
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
PROVECTUS BIOPHARMACEUTICALS, INC.
May 14, 2024
By:
/s/
Dominic Rodrigues
Dominic Rodrigues
President (Principal Executive Officer)
By:
/s/ Heather
Raines
Heather Raines, CPA
Chief Financial Officer (Principal Financial Officer)
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.