Peraso Inc. 10-Q

ITEM 5. Other Information None of the Company’s directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during the fiscal quarter ended September 30, 2025, as such terms are defined under Item 408(a) of Regulation S-K. 33 ITEM 6. Exhibits (a) Exhibits Reference Exhibit No. Exhibit Description Form File No. Form Exhibit Filing Date Filed or Furnished Herewith 3.1 Restated Certificate of Incorporation of the Company 8-K 000-32929 3.6 November 12, 2010 3.1.1 Certificate of Amendment to Restated Certification of Incorporation of the Company 8-K 000-32929 3.1 February 14, 2017 3.1.2 Certificate of Amendment to the Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019 8-K 000-32929 3.1 August 27, 2019 3.1.3 Certificate of Amendment to Articles of Incorporation (Name Change) 8-K 000-32929 3.1 December 20, 2021 3.1.4 Certificate of Designation of Series A Special Voting Preferred Stock 8-K 000-32929 3.2 December 20, 2021 3.1.5 Certificate of Amendment to Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023 8-K 000-32929 3.1 December 19, 2023 3.2 Amended and Restated Bylaws of the Company 8-K 000-32929 3.1 November 23, 2021 4.1 Form of Series E Warrant 8-K 000-32929 4.1 September 12, 2025 4.2 Form of Placement Agent Warrant dated September 12, 2025 8-K 000-32929 4.2 September 12, 2025 10.1 Form of Amendment No. 2 to Series C Common Stock Purchase Warrant 8-K 000-32929 10.1 August 5, 2025 10.2 Form of Inducement Letter dated September 11, 2025 8-K 000-32929 10.1 September 12, 2025 31.1 Rule 13a-14 Certification X 31.2 Rule 13a-14 Certification X 32.1 Section 1350 Certification X 101 The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2025, filed with the SEC on November 12, 2025, formatted in Inline Extensible Business Reporting Language (Inline XBRL): (i) the Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2025 and 2024, (ii) the Condensed Consolidated Balance Sheets as of September 30, 2025 and December 31, 2024, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three and nine months ended September 30, 2025 and 2024, (iv) the Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2025 and 2024, and (v) Notes to Condensed Consolidated Financial Statements X 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X 34 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 12, 2025 PERASO INC. By: /s/ Ronald Glibbery Ronald Glibbery Chief Executive Officer (Principal Executive Officer) By: /s/ James Sullivan James Sullivan Chief Financial Officer (Principal Financial and Accounting Officer) 35