2 unchanged sentences
directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during
−Removed: the fiscal quarter ended June 30, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
−Removed: The information set forth below is included
−Removed: herein for the purpose of providing the disclosure required under “Item 5.02 Departure of Directors or Certain Officers;
−Removed: of Directors;
−Removed: Appointment of Certain Officers;
−Removed: Compensatory Arrangements of Certain Officers.” of Form 8-K.
−Removed: Stock Option Awards to Named Executive Officers
−Removed: On August 7, 2025, the compensation
−Removed: committee of the Company’s board of directors awarded 25,000 stock options to each of Ronald Glibbery, the Company’s Chief
−Removed: Executive Officer, James Sullivan, the Company’s Chief Financial Officer, and Bradley Lynch, the Company’s Chief Operating
−Removed: The stock options have an exercise price of $0.8399 per share and vest in equal monthly installments over 36 months beginning
−Removed: on the one month anniversary of the grant date, subject to continued service on each vesting date.
−Removed: The stock options expire on August
−Removed: The stock options were awarded pursuant to the Company’s Amended and Restated 2019 Stock Incentive Plan, as amended.
−Removed: The foregoing description
−Removed: of the stock option awards does not purport to be complete and is qualified in its entirety by reference to the full text of the form
−Removed: of Notice of Grant of Stock Option Award and Agreement, which is attached hereto as Exhibit 4.1, and is incorporated herein by reference.
+Added: the fiscal quarter ended September 30, 2025, as such terms are defined under Item 408(a) of Regulation S-K.
Exhibit Description
+Added: Filed or Furnished Herewith
Restated Certificate of Incorporation of the Company
November 12, 2010
−Removed: Certificate of Amendment to Restated Certificate of Incorporation of the Company
+Added: Certificate of Amendment to Restated Certification of Incorporation of the Company
February 14, 2017
−Removed: Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019
+Added: Certificate of Amendment to the Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on August 27, 2019
August 27, 2019
3 unchanged sentences
December 20, 2021
−Removed: Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023
+Added: Certificate of Amendment to Amended and Restated Certification of Incorporation of the Company, filed with the Secretary of State of the State of Delaware on December 15, 2023
December 19, 2023
1 unchanged sentence
November 23, 2021
−Removed: Form of Notice of Grant of Stock Option Award and Agreement pursuant to the Peraso Inc.
−Removed: 2019 Stock Incentive Plan
−Removed: November 13, 2019
−Removed: Form of Amendment to Series C Common Stock Purchase Warrant
+Added: Form of Series E Warrant
+Added: September 12, 2025
+Added: Form of Placement Agent Warrant dated September 12, 2025
+Added: September 12, 2025
+Added: Form of Amendment No.
+Added: 2 to Series C Common Stock Purchase Warrant
+Added: August 5, 2025
+Added: Form of Inducement Letter dated September 11, 2025
+Added: September 12, 2025
Rule 13a-14 Certification
1 unchanged sentence
Section 1350 Certification
−Removed: The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended June 30, 2025, filed with the SEC on August 13, 2025, formatted in Inline Extensible Business Reporting Language (Inline XBRL):
−Removed: (i) the Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2025 and 2024, (ii) the Condensed Consolidated Balance Sheets as of June 30, 2025 and December 31, 2024, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three and six months ended June 30, 2025 and 2024, (iv) the Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2025 and 2024, and (v) Notes to Condensed Consolidated Financial Statements
+Added: The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2025, filed with the SEC on November 12, 2025, formatted in Inline Extensible Business Reporting Language (Inline XBRL):
+Added: (i) the Condensed Consolidated Statements of Operations for the three and nine months ended September 30, 2025 and 2024, (ii) the Condensed Consolidated Balance Sheets as of September 30, 2025 and December 31, 2024, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three and nine months ended September 30, 2025 and 2024, (iv) the Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2025 and 2024, and (v) Notes to Condensed Consolidated Financial Statements
Cover Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: contract, compensatory plan or arrangement.
Pursuant to the requirements
1 unchanged sentence
thereunto duly authorized.
−Removed: August 13, 2025
+Added: November 12, 2025
/s/ Ronald Glibbery
6 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.