Peraso Inc. 10-Q

ITEM 5. Other Information None of the Company’s directors or officers adopted , modified or terminated a Rule 10b-5 trading arrangement or a non-Rule 10b-5 trading arrangement during the fiscal quarter ended September 30, 2024, as such terms are defined under Item 408(a) of Regulation S-K. ITEM 6. Exhibits (a) Exhibits Reference Filed or Exhibit No. Exhibit Description Form File No. Form Exhibit Filing Date Furnished Herewith 10.1 Amendment to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc. and Equiniti Trust Company, LLC, as Warrant Agent, dated August 6, 2024 8-K 000-32929 10.1 August 7, 2024 10.2 At The Market Offering Agreement, dated August 30, 2024, by and between Peraso Inc. and Ladenburg Thalmann & Co. Inc. 8-K 000-32929 10.1 August 30, 2024 10.3 Amendment #2 to the Warrant Agency Agreement dated February 8, 2024 by and between Peraso Inc. and Equiniti Trust Company, LLC, as Warrant Agent, dated October 3, 2024 8-K 000-32929 10.1 October 4, 2024 31.1 Rule 13a-14 Certification X 31.2 Rule 13a-14 Certification X 32.1 Section 1350 Certification X 101 The following financial information from Peraso Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2024, filed with the SEC on November 13, 2024, formatted in Inline Extensible Business Reporting Language (Inline XBRL): (i) the Condensed Consolidated Statements of Operations and Comprehensive Income (Loss) for the three and nine months ended September 30, 2024 and 2023, (ii) the Condensed Consolidated Balance Sheets as of September 30, 2024 and December 31, 2023, (iii) the Condensed Consolidated Statements of Stockholders’ Equity for the three and nine months ended September 30, 2024 and 2023, (iv) the Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2024 and 2023, and (v) Notes to Condensed Consolidated Financial Statements X 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X 37 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 13, 2024 PERASO INC. By: /s/ Ronald Glibbery Ronald Glibbery Chief Executive Officer (Principal Executive Officer) By: /s/ James Sullivan James Sullivan Chief Financial Officer (Principal Financial and Accounting Officer) 38