Item 1A. Risk Factors
Item 1A.
Risk Factors
Risk factors relating to the Trust are contained in Item 1A of the Trusts Annual Report on Form 10-K for the
fiscal year ended December 31, 2020. Except as set forth in such filing, no material change to such risk factors has occurred during the three months ended March 31, 2021.
Items 2
through 5.
Not applicable.
Item 6.
Exhibits
4.1
Permian Basin Amended and Restated Royalty Trust Indenture dated June
20, 2014, between Southland Royalty Company (now Burlington Resources Oil
& Gas Company LP) and The First National Bank of Fort Worth (now Simmons Bank), as Trustee, heretofore filed as Exhibit 4.1 to the Trusts Quarterly Report on Form 10-Q to the Securities and Exchange Commission
for the quarterly period ended June 30, 2014, is incorporated herein by reference. *
4.2
Net Overriding Royalty Conveyance (Permian Basin Royalty Trust) from Southland Royalty Company (now Burlington Resources Oil & Gas Company LP) to The First National Bank of Fort Worth (now Simmons Bank), as Trustee, dated
November 3, 1980 (without Schedules), heretofore filed as Exhibit (4)(b) to the Trusts Annual Report on Form 10-K to the Securities and Exchange Commission for the fiscal year ended
December 31, 1980, is incorporated herein by reference. * (P)
4.3
Net Overriding Royalty Conveyance (Permian Basin Royalty Trust) from Southland Royalty Company (now Burlington Resources Oil & Gas Company LP) to The First National Bank of Fort Worth (now Simmons Bank), as Trustee, dated
November 3, 1980 (without Schedules), heretofore filed as Exhibit (4)(b) to the Trusts Annual Report on Form 10-K to the Securities and Exchange Commission for the fiscal year ended
December 31, 1980, is incorporated herein by reference. * (P)
10.1
Registration Rights Agreement dated as of July
21, 2004 by and between Burlington Resources, Inc. and Bank of America, N.A., as trustee of Permian Basin Royalty Trust, heretofore filed as Exhibit 10.1 to the Trusts Quarterly Report on Form 10-Q to the Securities
and Exchange Commission for the quarterly period ended June 30, 2004 is incorporated herein by reference. *
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10.2
Underwriting Agreement dated December
15, 2005 among the Permian Basin Royalty Trust, Burlington Resources, Inc., Burlington Resources Oil
& Gas L.P. and Lehman Brothers Inc. and Wachovia Capital Markets, LLC as representatives of the several underwriters, heretofore filed as Exhibit 10.1 to the Trusts current report on Form 8-K to the Securities
and Exchange Commission filed on December 19, 2005, is incorporated herein by reference. *
10.3
Underwriting Agreement dated August
2, 2005 among the Permian Basin Royalty Trust, Burlington Resources, Inc., Burlington Resources Oil & Gas L.P. and Goldman Sachs
& Co. and Lehman Brothers Inc. as representatives of the several underwriters, heretofore filed as Exhibit 10.1 to the Trusts current report on Form 8-K to the Securities and Exchange Commission filed on
August 8, 2005, is incorporated herein by reference. *
10.4
Underwriting Agreement dated August
17, 2006, among Permian Basin Royalty Trust, ConocoPhillips, Burlington Resources Oil
& Gas Company LP and Lehman Brothers Inc. and Wachovia Capital Markets, LLC as representatives of the several underwriters heretofore filed as Exhibit 10.1 to the Trusts current report on Form 8-K to the
Securities and Exchange Commission filed on August 22, 2006, is incorporated herein by reference. *
31.1
Certification by Ron E. Hooper, Senior Vice President Royalty Trust Management of Simmons Bank, Trustee of Permian Basin Royalty Trust, dated May 17, 2021 and submitted pursuant to Rule 13a-14(a)/15d-14(a) and pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
Certificate by Simmons Bank, Trustee of Permian Basin Royalty Trust, dated May 17, 2021 and submitted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. Section 1350).
*
A copy of this Exhibit is available to any Unit holder, at the actual cost of reproduction, upon written
request to the Trustee, Simmons Bank, 2911 Turtle Creek Boulevard, Suite 850, Dallas, Texas 75219.
(P)
Paper exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned
thereunto duly authorized.
SIMMONS BANK,
TRUSTEE FOR THE
PERMIAN BASIN ROYALTY TRUST
By:
/s/ RON E. HOOPER
Ron E. Hooper
SVP Royalty Trust Management
Date: May 17, 2021
(The Trust has no directors or executive officers.)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.