PAVmed Inc. 10-Q

Item 5. Other Information None Item 6. Exhibits The exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below. 34 SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PAVmed Inc. Date: May 17, 2021 By: /s/ Dennis M. McGrath Dennis M. McGrath President and Chief Financial Officer (Principal Financial and Accounting Officer) 35 EXHIBIT INDEX] Exhibit No. Description 3.1 Certificate of Incorporation (1) 3.2 Certificate of Amendment to Certificate of Incorporation (1) 3.3 Certificate of Amendment to Certificate of Incorporation, dated October 1, 2018 (6) 3.4 Certificate of Amendment to Certificate of Incorporation, dated June 26, 2019 (7) 3.5 Certificate of Amendment to Certificate of Incorporation, dated July 24, 2020 (10) 3.6 Form of Certificate of Designation of Preferences, Rights and Limitations of Series B Convertible Preferred Stock (8) 3.7 Certificate of Elimination - Series A Convertible Preferred Stock and Series A-1 Convertible Preferred Stock (4) 3.8 PAVmed Inc. Amended and Restated Bylaws (9) 4.1 Specimen PAVmed Inc. Common Stock Certificate (1) 4.2 Specimen PAVmed Inc. Series W Warrant Certificate (1) 4.3 Series W Warrant Agreement, dated April 28, 2016, between Continental Stock Transfer & Trust Company and the Registrant (2) 4.4 Specimen PAVmed Inc. Series Z Warrant Certificate (3) 4.5 Amended and Restated Series Z Warrant Agreement, dated as of June 8, 2018, by and between PAVmed Inc. and Continental Stock Transfer & Trust Company, as Warrant Agent (5) 31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. † 31.2 Certification of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. † 32.1 Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. † 32.2 Certification of Principal Financial and Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. † 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema 101.CAL Taxonomy Extension Calculation Linkbase 101.DEF XBRL Taxonomy Extension Definition Linkbase 101.LAB XBRL Taxonomy Extension Label Linkbase 101.PRE XBRL Taxonomy Extension Presentation Linkbase † Filed herewith (1) Incorporated by reference to the Registrant’s Registration Statement on Form S-1 - SEC File No. 333-203569 (2) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed May 3, 2016. (3) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed April 5, 2018. (4) Incorporated by reference to the Registrant’s Current Report on Form 8-K/A filed April 20, 2018. (5) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed June 8, 2018. (6) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed October 2, 2018. (7) Incorporated by reference to the Registrant’s Definitive Proxy Statement on Schedule 14A filed April 30, 2019 (8) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed June 27, 2019. (9) Incorporated by reference to the Registrant’s Current Report on Form 8-K filed January 15, 2021. (10) Incorporated by reference to the Registrant’s Definitive Proxy Statement on Schedule 14A filed June 11, 2020 36