Item 5. Other Information
Item 5. Other Information
Effective as of June 30, 2026, the Company and the Holder agreed to amend the Minimum Cash Covenant under the 2026 Note to provide that the amount of the Company’s available cash will equal or exceed $2.5 million as of each Measurement Date (or, for any Measurement Date on or after September 15, 2026, $8.0 million), provided that the amendment will be deemed null and void unless by August 25, 2026, the Company is able to deposit $5 million in a blocked account formed for the benefit of the Holder. Accordingly, the Company was in compliance with all covenants under the 2026 Note as of June 30, 2026.
During the fiscal quarter ended June 30, 2026 , none of our directors or officers (as defined in Rule 16a - 1 under the Exchange Act) adopted or terminated a “Rule 10b5 - 1 trading arrangement” or “non-Rule 10b5 - 1 trading arrangement” (as those terms are defined in Item 408 of Regulation S-K).
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Item 6. Exhibits
The exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below.
EXHIBIT INDEX
Incorporation by Reference
Exhibit No.
Description
Form
Exhibit No.
Date
10.1
Employee Stock Purchase Plan, as amended and restated on June 24, 2026.
DEF 14A
Annex A
4/30/26
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
31.2
Certification of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
32.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
*
32.2
Certification of Principal Financial and Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
*
101.INS
Inline XBRL Instance Document
*
101.CAL
Inline XBRL Taxonomy Extension Schema
*
101.DEF
Inline XBRL Taxonomy Extension Calculation Linkbase
*
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
*
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
*
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
*
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PAVmed Inc.
August 13, 2026
By:
/s/ Dennis M. McGrath
Dennis M. McGrath
President and Chief Financial Officer
(Principal Financial and Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.