Item 5. Other Information
Item 5. Other Information
During the fiscal quarter ended March 31, 2026 , none of our directors or officers (as defined in Rule 16a - 1 under the Exchange Act) adopted or terminated a “Rule 10b5 - 1 trading arrangement” or “non-Rule 10b5 - 1 trading arrangement” (as those terms are defined in Item 408 of Regulation S-K).
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Item 6. Exhibits
The exhibits filed as part of this Quarterly Report on Form 10-Q are set forth in the “ Exhibit Index ” below.
EXHIBIT INDEX
Incorporation by Reference
Exhibit No.
Description
Form
Exhibit No.
Date
3.1
Form of Certificate of Amendment
DEF 14A
Annex A
3/27/26
3.2
Certificate of Designations of Series D Preferred Stock
8-K
3.1
2/4/26
4.1
Form of Warrant to Purchase Series D Preferred Stock
8-K
4.1
2/4/26
4.2
Form of 2026 Note
8-K
4.2
2/4/26
10.1
Form of Amendment Agreement
8-K
10.1
2/4/26
10.2
Form of Registration Rights Agreement
8-K
10.2
2/4/26
10.3
Seventh Amended and Restated 2014 Long-Term Incentive Equity Plan
DEF 14A
Annex B
3/27/26
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
31.2
Certification of Principal Financial and Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
32.1
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
*
32.2
Certification of Principal Financial and Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
*
101.INS
Inline XBRL Instance Document
*
101.CAL
Inline XBRL Taxonomy Extension Schema
*
101.DEF
Inline XBRL Taxonomy Extension Calculation Linkbase
*
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
*
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
*
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
*
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PAVmed Inc.
May 14, 2026
By:
/s/ Dennis M McGrath
Dennis M McGrath
President and Chief Financial Officer
(Principal Financial and Accounting Officer)
44
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.