Item 5. Other Information
ITEM 5. OTHER INFORMATION
The following table presents the "Rule 10b5-1 trading arrangement(s)" intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or "non-Rule 10b5-1 trading arrangement(s)," as each term is defined in Item 408(a) of Regulation S-K, that were adopted or terminated by the Company's directors and officers in the three months ended July 2, 2023.
Name of
Director/Officer Title of
Director/Officer Duration of the contract or written plan Date of adoption (a) or termination (b) contract or written plan Aggregate number of securities to be sold or purchased pursuant to the contract, instruction or written plan
Andy L. Nemeth Chief Executive Officer, Director September 16, 2023 - June 15, 2024 June 15, 2023 (a)
50,000
Derrick B. Mayes Director September 13, 2023 - September 12, 2024 June 14, 2023 (a)
1,900
32
ITEM 6. EXHIBITS
Exhibits (1) Description
31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 by Chief Executive Officer
31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 by Chief Financial Officer
32 Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 by Chief Executive Officer and Chief Financial Officer
101 Interactive Data Files. The following materials are filed electronically with this Quarterly Report on Form 10-Q:
101.INS XBRL Instance Document
101.SCH XBRL Taxonomy Schema Document
101.CAL XBRL Taxonomy Calculation Linkbase Document
101.DEF XBRL Taxonomy Definition Linkbase Document
101.LAB XBRL Taxonomy Label Linkbase Document
101.PRE XBRL Taxonomy Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
33
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
PATRICK INDUSTRIES, INC .
(Registrant)
Date: August 10, 2023
By: /s/ Andy L. Nemeth
Andy L. Nemeth
Chief Executive Officer
Date: August 10, 2023 By: /s/ Matthew S. Filer
Matthew S. Filer
Interim Executive Vice President - Finance, Chief Financial Officer, and Treasurer
34
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.