−Removed: Other Information — Appointment of New Director.
−Removed: At the close of business on August 3, 2021, Mr.
−Removed: Greene resigned as a member of the Board of Directors of each of AFG and AAC.
−Removed: The Board of Directors of the Company appointed Lisa G.
−Removed: Iglesias to both the AFG Board and AAC Board effective August 4, 2021.
−Removed: A copy of the Company’s press release announcing this information is being filed as exhibit 99.1 to this Quarterly Report on Form 10-Q.
−Removed: Iglesias has also been appointed as a member of the Audit Committee of the Board.
+Added: Other Information — No matters require disclosure.
+Added: | Ambac Financial Group, Inc.
+Added: 81 2021 Third Quarter FORM 10-Q |
Number Description
Other exhibits, filed or furnished, as indicated:
−Removed: 10.1+ Form of Quarterly Non-Executive Director RSU Award Agreement
+Added: 4.1 Indenture, dated as of July 6, 2021, between Sitka Holdings, LLC and The Bank of New York Mellon, as trustee and note collateral agent (Incorporated by reference to exhibit 4.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
+Added: 4.2 Form of LIBOR plus 4.50% Floating Rate Senior Secured Notes due 2026 (Incorporated by reference to exhibit 4.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
+Added: 4.3 Promissory Note and Security Agreement issued by Ambac Assurance Corporation in favor of Sitka Holdings, LLC (Incorporated by reference to exhibit 4.3 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
+Added: 10.1 Collateral Agreement, dated as of July 6, 2021, made by Sitka Holdings, LLC in favor of The Bank of New York Mellon, as note collateral agent and trustee (Incorporated by reference to exhibit 10.1 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
+Added: 10.2 Financial Guaranty Insurance Policy, dated July 6, 2021, issued by Ambac Assurance Corporation (Incorporated by reference to exhibit 10.2 filed with the Company’s Current Report on Form 8-K filed on July 6, 2021).
31.1+ Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) Promulgated under the Securities Exchange Act of 1934, as amended.
2 unchanged sentences
Section 1350 as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 99.1+ Press Release dated August 4 , 2021, announcing the appointment of Lisa G.
−Removed: Iglesias, effective August 4, 2021, to the Board of Directors of Ambac Financial Group, Inc.
101.INS XBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
7 unchanged sentences
++ Furnished herewith.
−Removed: | Ambac Financial Group, Inc.
−Removed: 77 2021 Second Quarter FORM 10-Q |
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMBAC FINANCIAL GROUP, INC.
−Removed: August 5, 2021 By:
+Added: November 8, 2021 By:
/S/ DAVID TRICK
3 unchanged sentences
| Ambac Financial Group, Inc.
−Removed: 78 2021 Second Quarter FORM 10-Q |
+Added: 82 2021 Third Quarter FORM 10-Q |
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.