Item 4. Controls and Procedures
Item
4. Controls and Procedures
Disclosure
Controls and Procedures
We
maintain disclosure controls and procedures designed to provide reasonable assurance that information required to be disclosed in reports
filed or submitted under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is recorded, processed, summarized
and reported within the time periods specified in the SEC’s rules and forms and accumulated and communicated to our management,
including our Chief Executive Officer and Chief Financial Officer, or persons performing similar functions, as appropriate to allow timely
decisions regarding required disclosures.
Our
management, with the participation of our Chief Executive Officer and our Chief Financial Officer, conducted an evaluation, as of the
end of the period covered by this report, of the effectiveness of our disclosure controls and procedures, as such term is defined in
Exchange Act Rule 13a-15(e). Based on this evaluation, our Chief Executive Officer and our Chief Financial Officer have concluded that,
as of the end of the period covered by this report, our disclosure controls and procedures, as defined in Rule 13a-15(e), were effective
at the reasonable assurance level.
Changes
in Internal Control over Financial Reporting
During
the quarter ended September 30, 2021, we made routine ongoing improvements in our internal control and processes and hired an additional
finance department team member, however, there was no change in our internal control over financial
reporting (as defined in Rule 13a-15(f) under the Exchange Act), that occurred during the quarter ended September 30, 2021, that has
materially affected, or is reasonably likely to materially affect, our internal control over financial reporting .
Limitations
on the Effectiveness of Controls
A
control system, no matter how well conceived and operated, can provide only reasonable, not absolute, assurance that the objectives of
the control system are met. Further, the design of a control system must reflect the fact that there are resource constraints, and the
benefits of controls must be considered relative to their costs. Due to the inherent limitations in all control systems, no evaluation
of controls can provide absolute assurance that all control issues and instances of fraud, if any, within our company have been detected.
19
PART
II – OTHER INFORMATION
Item
1. Legal Proceedings
We
are not a party to any material pending legal proceeding. We are not aware of any pending legal proceeding to which any of our officers,
directors, or any beneficial holders of 5% or more of our voting securities are adverse to us or have a material interest adverse to
us.
Item
1A: Risk Factors
There
have been no material changes from the risk factors previously reported in Part I, Item 1A, "Risk Factors," of our Annual
Report on Form 10-K for the year ended December 31, 2020.
Item
2. Unregistered Sales of Equity Securities and Use of Proceeds
None
Item
3. Defaults upon Senior Securities
None
Item
4. Mine Safety Disclosure
Not
applicable
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