What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2021-05-17 compared with 2020-11-16 · 51 added, 16 removed, 14 unchanged (83% of the section changed)

1 unchanged sentence

Not applicable.

See “Index to Exhibits” for a description of our

See “Index to Exhibits”

for a description of our exhibits.

Index to Exhibits

Certificate of Incorporation of AquaMed Technologies, Inc.

(incorporated

by reference to Exhibit 3.1 to Form S-1, filed with the SEC on January 9, 2019).

Certificate of Amendment to Certificate of Incorporation of AquaMed

Technologies, Inc.

(incorporated by reference to Exhibit 3.2 to Form S-1, filed with the SEC on January 9, 2019).

Amended and Restated Certificate of Incorporation of AquaMed Technologies, Inc.

(incorporated by reference to Exhibit 3.1 to AquaMed Technologies, Inc.’s Quarterly Report on Form 10-Q, filed with the SEC on September 9, 2019)

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of AquaMed Technologies, Inc.

(incorporated by reference to Exhibit 3.1 to AquaMed Technologies, Inc.’s Current Report on Form 8-K, filed with the SEC on November 14, 2019)

Certificate of Amendment to the Amended and Restated Certificate of Incorporation of NexGel, Inc.

(incorporated by reference to Exhibit 3.1 to NexGel, Inc.’s Current Report on Form 8-K, filed with the SEC on May 29, 2020)

Bylaws of AquaMed Technologies, Inc.

(incorporated by reference to Exhibit 3.4 AquaMed Technologies, Inc.’s Registration Statement on Form S-1, filed with the SEC on January 9, 2019)

Certification of Chief Executive Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.

Certification of Chief Financial Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.

Certification of Chief Executive Officer Pursuant to Section 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Certification of Chief Financial Officer Pursuant to Section 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

The following materials from the Company’s Quarterly Report on Form 10-Q for the fiscal quarter September 30, 2020, formatted in XBRL (eXtensible Business Reporting Language), (i) Balance Sheets, (ii) Statements of Operations, (iii) Statements of Stockholders’ Equity, (iv) Statements of Cash Flows, and (v) Notes to the Financial Statements.

(incorporated by reference to Exhibit 3.3 to Amendment No.

1 to Form S-1, filed with the SEC on March 11, 2019).

Certificate of Amendment to the Amended and Restated Certificate of

Incorporation of AquaMed Technologies, Inc.

(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K,

filed with the SEC on November 14, 2019)

Certificate of Amendment to the Amended and Restated Certificate of

Incorporation of NexGel, Inc.

(incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K, filed with the

SEC on May 29, 2020)

Amended and Restated Bylaws of AquaMed Technologies, Inc.

(incorporated

by reference to Exhibit 3.5 to Amendment No.

1 to Form S-1, filed with the SEC on March 11, 2019).

12% Senior Secured Promissory Note, dated March 11, 2021, issued to

Auctus Fund, LLC (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

First Common Stock Purchase Warrant, Dated March 11, 2021, issued to

Auctus Fund, LLC (incorporated by reference to Exhibit 4.2 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

Second Common Stock Purchase Warrant, Dated March 11, 2021, issued

to Auctus Fund, LLC (incorporated by reference to Exhibit 4.3 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

Securities Purchase Agreement, dated March 11, 2021, between NexGel, Inc.

and Aucuts Fund, LLC

(incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

Security Agreement, dated March 11, 2021, between NexGel, Inc.

and Aucuts Fund, LLC (incorporated

by reference to Exhibit 10.2 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

Registration Rights Agreement, dated March 11, 2021, between NexGel, Inc.

and Aucuts Fund, LLC

(incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed with the SEC on March 17, 2021)

Certification of Chief

Executive Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.

Certification of Chief

Financial Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.

Certification of Chief

Executive Officer Pursuant to Section 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley

Certification of Chief

Financial Officer Pursuant to Section 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley

The following materials

from the Company’s Quarterly Report on Form 10-Q for the fiscal quarter March 31, 2021, formatted in XBRL (eXtensible

Business Reporting Language), (i) Balance Sheets, (ii) Statements of Operations, (iii) Statements of Stockholders’

Equity, (iv) Statements of Cash Flows, and (v) Notes to the Financial Statements.

Filed herewith.

2 unchanged sentences

Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

November 16, 2020

/s/ Adam Levy

5 unchanged sentences

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information