NutriBand Inc. 10-Q

ITEM 2. Unregistered Sales of Equity Securities and Use of Proceeds . The following table sets forth the sales of unregistered securities since the Company’s last report filed under this item. Date Title and Amount (1) Purchaser Principal Underwriter Total Offering Price/ Underwriting Discounts October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 14,784 shares of common stock at an exercise price of $7.50. WestPark Capital, Inc. NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 6,336 shares of common stock at an exercise price of $7.50. Craig Kaufman NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 29,568 shares of common stock at an exercise price of $7.50 per share. Douglas Bantum NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 6,336 shares of common stock at an exercise price of $7.50 per share. Gene McNeil NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 6,336 shares of common stock at an exercise price of $7.50 per share. Kenneth Bantum NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 21,120 shares of common stock at an exercise price of $7.50 per share. Michael Wallach NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 21,120 shares of comon stock at an exercise price of $7.50 per share. David Beth NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase75,000 shares s of common stock at an exercise price of $4.90 per share. Gerald Goodman, Chief Financial Officer NA $0.01 per share/NA October 22, 2021 Three-Year Common Stock Purchase Warrant to purchase 50,000 shares of common stock at an exercise price of $4.90 per share. Michael Paige, Outside Counsel NA $0.01 per share/NA October 22, 2021 14,333 shares of common stock. Employee compensation. NA $84,000/NA October 22, 2021 10,309 shares of common stock Employee compensation NA $60,000/N/A October 22, 2021 17,182 shares of common stock issued in conversion of $100,000 of debt. TII Jet Services $100,000/NA (1) These shares were issued pursuant to private offering exemptions provided by Section 4(2) of the Securities Act of 1933, as amended (Securities Act), and Rules 506 and 701 promulgated thereunder, to a limited number of investors and are restricted shares as defined in the rules and regulations under the Securities Act. 29 ITEM 6. EXHIBITS. Exhibit Number Description of Exhibits 31.1 Section 302 Certificate of Chief Executive Officer. 31.2 Section 302 Certification of Chief Financial Officer 32.1 Section 906 Certificate of Chief Executive Officer and Principal Financial Officer. 101.INS Inline XBRL Instance Document 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) 30 SIGNATURES In accordance with the requirements of the Exchange Act, the Company has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NUTRIBAND INC. December 14, 2021 By: /s/ Gareth Sheridan Gareth Sheridan, Chief Executive Officer (Principal Executive Officer) December 14, 2021 By: /s/ Gerald Goodman Gerald Goodman, Chief Financial Officer (Principal Financial and Accounting Officer) 31