Item 2. Unregistered Sales of Equity Securities
ITEM 2.
UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
The following table sets forth the sales of unregistered
securities since the Company’s last report filed under this item.
Date
Title and Amount (1)
Purchaser
Principal
Underwriter
Total Offering Price/
Underwriting Discounts
February 15, 2021
12,500 shares of common stock
Consultant.
NA
$350,000/NA
February 25, 2021
5,603 shares of common stock
Financial Consultant
NA
$60,000/NA
( 1)
The issuances to private investors, directors and management and consultants are viewed by the Company as exempt from registration under the Securities Act of 1933, as amended (“Securities Act”), alternatively, as transactions either not involving any public offering, or as exempt under the provisions of Regulation D, Regulation S or Rule 701 promulgated by the SEC under the Securities Act.
ITEM 6.
EXHIBITS.
Exhibit
Number
Description of Exhibits
31.1
Section 302 Certificate of Chief Executive Officer.
31.2
Section 302 Certification of Chief Financial Officer
32.1
Section 906 Certificate of Chief Executive Officer and Principal Financial Officer.
101.INS
XBRL Instance Document
101.SCH
XBRL Taxonomy Schema Document
101.CAL
XBRL Taxonomy Calculation Linkbase Document
101.DEF
XBRL Taxonomy Definition Linkbase Document
101.LAB
XBRL Taxonomy Label Linkbase Document
101.PRE
XBRL Taxonomy Presentation Linkbase Document
28
SIGNATURES
In accordance with the requirements of the Exchange
Act, the Company has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
NUTRIBAND INC.
June 14, 2021
By:
/s/ Gareth Sheridan
Gareth Sheridan,
Chief Executive Officer
(Principal Executive Officer)
June 14, 2021
By:
/s/ Gerald Goodman
Gerald Goodman,
Chief Financial Officer
(Principal Financial and Accounting Officer)
29
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.