Other Information
−Removed: Consistent with Item 408 of Regulation S-K, the following table reflects Rule 10b5-1 trading arrangements and non-Rule 10b5-1 trading arrangements (as defined in Item 408) entered into by any director or officer (as defined in Rule 16a-1(f) of the Exchange Act) during the quarter ended June 30, 2024.
+Added: Consistent with Item 408 of Regulation S-K, the following table reflects Rule 10b5-1 trading arrangements and non-Rule 10b5-1 trading arrangements (as defined in Item 408) entered into by any director or officer (as defined in Rule 16a-1(f) of the Exchange Act) during the quarter ended September 30, 2024.
(Title) Type of Trading Arrangement Date of Adoption
1 unchanged sentence
Aggregate Number of Securities to Be Purchased or Sold
−Removed: Rule 10b5-1 Trading Arrangement May 30, 2024 Until August 29, 2025 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan.
+Added: Rule 10b5-1 Trading Arrangement August 22, 2024 Until January 31, 2025 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan.
Sale of 15,000 shares of common stock
+Added: (Chair, Chief Executive Officer and President)
+Added: Rule 10b5-1 Trading Arrangement August 6, 2024 Until March 14, 2025 or such earlier date upon the completion of all trades under the plan or the occurrence of such other termination events as specified in the plan.
+Added: Sale of 1,449 shares of common stock
+Added: Sale of shares to be received upon payout of 2022 RPSRs and RSRs (1)
+Added: (Corporate Vice President and President, Defense Systems)
+Added: (1) The aggregate number of shares to be sold will depend, in part, on future company performance.
NORTHROP GRUMMAN CORPORATION
−Removed: R estated Certificate of Incorporation of Northrop Grumman Corporation, dated May 15, 2024 (incorporated by reference to Exhibit 3.1 to Form 8-K filed May 16, 202 4, File No.
−Removed: N orthrop Grumman 2024 Long-Ter m Incentive Stock Plan (incorporated by reference to Exhibit 10.1 to Form 8-K filed May 16, 2024, File No.
−Removed: N orthrop Grumman Corporation Equit y Grant Program for Non-Employee Directors under the Northrop Grumman 2024 Long -Term Incentive Stock Plan , A mended and R estated effective May 15, 2024
−Removed: N on-Employee Director Compensation Term Sheet, effective May 15, 2024
*15 Letter from Independent Registered Public Accounting Firm
1 unchanged sentence
Warden pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: *31.2 Certification of David F.
−Removed: Keffer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: *31.2 Certification of Kenneth B.
+Added: Crews pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
**32.1 Certification of Kathy J.
Warden pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: **32.2 Certification of David F.
−Removed: Keffer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: *101 Northrop Grumman Corporation Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted as inline XBRL (Extensible Business Reporting Language):
+Added: **32.2 Certification of Kenneth B.
+Added: Crews pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: *101 Northrop Grumman Corporation Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted as inline XBRL (Extensible Business Reporting Language):
(i) the Cover Page, (ii) Condensed Consolidated Statements of Earnings and Comprehensive Income, (iii) Condensed Consolidated Statements of Financial Position, (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statements of Changes in Shareholders’ Equity, and (vi) Notes to Condensed Consolidated Financial Statements.
3 unchanged sentences
** Furnished with this report
−Removed: + Management contract or compensatory plan or arrangement
NORTHROP GRUMMAN CORPORATION
5 unchanged sentences
(Principal Accounting Officer)
−Removed: July 24, 2024
+Added: October 23, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.