Item 5. Other Information
Item
5. Other Information
Not
applicable.
Item
6. Exhibits
Exhibit
#
Description
3.1
Restated
Certificate of Incorporation of Neonode Inc., dated November 7, 2018 ( incorporated by reference to Exhibit 3.14 of the registrant’s
quarterly report on Form 10-Q filed on November 8, 2018)
3.1.1
Certificate
of First Amendment to the Restated Certificate of Incorporation of Neonode Inc. ( incorporated by reference to Exhibit 3.1.1 of
the registrant’s quarterly report on Form 10-Q filed August 14, 2019 )
3.1.2
Certificate
of Second Amendment to the Restated Certificate of Incorporation of Neonode Inc. ( incorporated by reference to Exhibit 3.1.2 of
the registrant’s quarterly report on Form 10-Q filed August 14, 2019 )
3.1.3
Certificate
of Third Amendment to the Restated Certificate of Incorporation of Neonode Inc. (incorporated by reference to Exhibit 3.1.3 of
the registrant’s quarterly report on Form 10-Q filed November 10, 2020)
3.2
Bylaws
( incorporated by reference to Exhibit 3.2 of the registrant’s quarterly report on Form 10-Q filed on November
8, 2018 (file no. 1-35526) )
10.1
At Market Issuance Sales Agreement, dated May 7, 2021, by and between Neonode Inc. and B. Riley Securities, Inc. (incorporated by reference to Exhibit 1.2 of the registrant’s registration statement on Form S-3 (File No. 333-255964) filed on May 10, 2021)
31.1
Certification
of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act Of 2002*
31.2
Certification
of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act Of 2002*
32
Certifications
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002*
101.INS
Inline XBRL Instance Document.
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
* Filed
herewith
36
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
NEONODE
INC.
Date:
August 11, 2021
By:
/s/
Fredrik Nihlén
Fredrik
Nihlén
Chief
Financial Officer,
Vice
President, Finance,
Treasurer
and Secretary
(Principal
Financial and Accounting Officer)
37
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.