Item 5. Other Information
Item 5. OTHER INFORMATION
(c) Our Section 16 officers and directors, as defined in Rule 16a-1(f) of the Exchange Act, may from time to time enter into plans for the purchase or sale of our common stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act. During the quarter ended June 30, 2026, the following officers or directors adopted a “Rule 10b5-1 trading arrangement” (as defined in Item 408 of Regulation S-K of the Exchange Act):
Mr. Paul McAndrew , the Company’s Chief Executive Officer , adopted a written trading plan on May 11, 2026 . The trading plan begins on August 10, 2026, and ends on June 1, 2027 . The trading plan is intended to satisfy the affirmative defense conditions of the Exchange Act Rule 10b5-1(c) and permits Mr. McAndrew to sell up to 40,000 shares of the Company, subject to certain conditions.
Dr. Christine Ortiz , a Member of the Board of Directors , adopted a written trading plan on June 1, 2026 . The trading plan begins on August 31, 2026 and ends on February 26, 2027 . The trading plan is intended to satisfy the affirmative defense conditions of the Exchange Act Rule 10b5-1(c) and permits Dr. Ortiz to sell up to 15,548 shares of the Company, subject to certain conditions.
These trading plans were adopted during an open trading window.
No other Section 16 officer or director, as defined in Rule 16a-1(f), adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Item 408 of Regulation S-K, during the three months ended June 30, 2026.
Item 6. EXHIBITS
Exhibit No. Document
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
31.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 .
32.1* Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 .
32.2* Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101* The following financial information from the Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, formatted in XBRL (Extensible Business Reporting Language), (i) the Unaudited Condensed Consolidated Balance Sheets , (ii) the Unaudited Condensed Consolidated Statements of Operations , (iii) the Unaudited Condensed Consolidated Statements of Comprehensive Income , (iv) the Unaudited Condensed Consolidated Statements of Stockholders' Equity , (v) the Unaudited Condensed Consolidated Statements of Cash Flows , and (vi) the Notes to Unaudited Condensed Consolidated Financial Statements .
104* Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
* Filed or furnished with this quarterly report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
MUELLER WATER PRODUCTS, INC.
Date: August 6, 2026 By: /s/ Richelle R. Feyerherm
Richelle R. Feyerherm
Chief Accounting Officer
39
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.