Item 2. Unregistered Sales of Equity Securities
Item 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
During the three months ended December 31, 2020, shares were surrendered to us to pay the tax withholding obligations of participants in connection with the lapsing of restrictions on restricted stock units as follows:
Period Total number of shares purchased Average price paid per share Total number of shares purchased as part of publicly announced plans or programs Maximum dollar value of shares that may yet be purchased under the plans or programs (in millions)
October 1-31, 2020 — $ — — $ 145.0
November 1-30, 2020 23,867 12.13 — 145.0
December 1-31, 2020 54,956 11.84 — 145.0
Total 78,823 $ — — 145.0
We did not repurchase shares of our common stock during the three months ended December 31, 2020 under our share repurchase authorization, and we had $145 million remaining under this authorization.
Item 6. EXHIBITS
Exhibit No. Document
31.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1* Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2* Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101* The following financial information from the Quarterly Report on Form 10-Q for the quarter ended December 31, 2020, formatted in XBRL (Extensible Business Reporting Language), (i) the Condensed Consolidated Balance Sheets , (ii) the Condensed Consolidated Statements of Operations , (iii) the Condensed Consolidated Statements of Other Comprehensive Loss , (iv) the Condensed Consolidated Statements of Stockholders' Equity , (v) the Condensed Consolidated Statements of Cash Flows , and (vi) the Notes to Condensed Consolidated Financial Statements .
104* Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its iXBRL tags are embedded within the Inline XBRL document.
* Filed with this quarterly report
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
MUELLER WATER PRODUCTS, INC.
Date: February 4, 2021 By: /s/ Michael S. Nancarrow
Michael S. Nancarrow
Chief Accounting Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.