Mitesco, Inc. 10-Q

ITEM 5. OTHER INFORMATION Not Applicable. ITEM 6. EXHIBITS The following exhibits are included with this Quarterly Report on Form 10Q Form Type Exhibit Number Date Filed Filed Herewith 3.1 Certificate of Incorporation of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.1 1/31/2012 3.2 Bylaws of Trunity Holdings, Inc., dated January 18, 2012. 8-K 10.2 1/31/2012 3.3 Certificate of Ownership Merging between Trunity Holdings, Inc. and Brain Tree International, Inc. dated January 24, 2012. 10-K 3.3 4/16/2013 3.4 Certificate of Amendment to the Certificate of Incorporation of Trunity Holdings, Inc., dated December 24, 2015. 8-K 3.1(i) 1/06/2016 3.5 Certificate of Designations of Series X Preferred Stock of True Nature Holding, Inc. 8-K 3.6 1/06/2020 3.6 Form of Amended and Restated Certificate of Designations of Series A Preferred Stock of True Nature Holding, Inc. 8-K 3.07 3/13/2020 3.7 Certificate of Amendment of the Certificate of Incorporation of True Nature Holding, Inc. dated April 21, 2020. 10-Q 3.7 8/14/2020 3.8 Certificate of Amendment of Certificate of Incorporation, dated as of November 5, 2020, correcting December 24, 2015, Certificate of Amendment. 10-Q 3.8 11/13/2020 3.9 Bylaws of Mitesco, Inc., as amended, dated November 10, 2020 10-Q 3.9 11/13/2020 32 Table of Contents Form Type Exhibit Number Date Filed Filed Herewith 3.10 Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.1 03/26/2021 3.11 Certificate of Correction to the Certificate of Designations, Preferences and Rights of the Series C Convertible Preferred Stock of Mitesco, Inc. 8-K 3.2 03/26/2021 4.1# Mitesco, Inc. 2021 Omnibus Securities and Incentive Plan (File No. 333-252293) 8-K 10.1 01/27/2021 4.2 Form of Series A Warrant 8-K 4.1 03/26/2021 4.3 Form of Series B Warrant 8-K 4.2 03/26/2021 10.1 Form of Securities Purchase Agreement used for private placement of restricted common stock 8-K 10.01 02/10/2021 10.2 Agreement to exchange amounts due under convertible note dated August 20, 2020, for restricted common stock 8-K 10.02 02/10/2021 10.3 Agreement to exchange amounts due under convertible note dated September 20, 2020, for restricted common stock 8-K 10.03 02/10/2021 10.4 Agreement to exchange amounts due under convertible note dated October 30, 2020, for restricted common stock 8-K 10.04 02/10/2021 10.5 Agreement to exchange amounts due under convertible note dated December 9, 2020, for restricted common stock 8-K 10.05 02/10/2021 10.6 Form of Exchange Agreement for Restricted Common Stock with Four (4) Parties Regarding Clinic Assets 8-K 10.06 02/10/2021 10.7# Employment Agreement by and between Phillip Keller and Mitesco, Inc., effective as of March 17, 2021. 8-K 10.1 03/17/2021 10.8 Form of Securities Purchase Agreement, dated March 25, 2021 8-K 10.1 03/26/2021 10.9 Form of Registration Rights Agreement, dated March 25, 2021 8-K 10.2 03/26/2021 10.10 Engagement Letter, by and between Carter, Terry & Company and Mitesco, Inc., dated January 6, 2021 8-K 10.3 03/26/2021 10.11 Debt Settlement Agreement, dated March 24, 2021 8-K 10.4 03/26/2021 10.12# Employment Agreement by and between Jenny Lindstrom and Mitesco, Inc., dated as of April 6, 2021 8-K 10.1 04/12/2021 33 Table of Contents Form Type Exhibit Number Date Filed Filed Herewith 31.1 Certification by the Principal Executive Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification by the Principal Financial Officer of the Registrant pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of X 32.1 Certification by the Principal Executive Officer and Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 32.2 Certification by the Principal Financial Officer of the Registrant pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. X 101.INS ** XBRL INSTANCE DOCUMENT 101.SCH ** XBRL TAXONOMY EXTENSION SCHEMA 101.CAL ** XBRL TAXONOMY EXTENSION CALCULATION LINKBASE 101.DEF ** XBRL TAXONOMY EXTENSION DEFINITION LINKBASE 101.LAB ** XBRL TAXONOMY EXTENSION LABEL LINKBASE 101.PRE ** XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) # Management contract or compensatory plan or arrangement required to be identified pursuant to Item 15(a)(3) of this report. 34 Table of Contents SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Quarterly Report on Form 10-Q for the three months ended June 30, 2021, to be signed on its behalf by the undersigned, thereunto duly authorized. MITESCO, INC. F/K/A TRUE NATURE HOLDING, INC. Dated: August 10, 2021 By: /s/ Phillip J. Keller Phillip J. Keller Chief Financial Officer and Principal Financial Officer 35