MIND TECHNOLOGY, INC 10-Q

Item 5. Other Information Not applicable. 22 Table of Contents Item 6. Exhibits Exhibits The exhibits marked with the cross symbol (†) are filed (or furnished in the case of Exhibit 32.1) with this Form 10-Q. Exhibit Document Description Form Exhibit Number Reference 2.1 A Stock Purchase Agreement dated as of August 21, 2023, by and among General Oceans, Inc., Klein Marine Systems Inc. and MIND Technology, Inc. Current Report on Form 8-K, filed with the SEC on August 21, 2023. 10.1 3.1 Amended and Restated Certificate of Incorporation of MIND Technology, Inc. Current Report on Form 8-K, filed with the SEC on August 7, 2020. 3.3 3.2 Certificate of Amen dment of Certificate of Incorporation of MIND Technology, Inc., effective as of October 12, 2023 . Current Report on Form 8-K, filed with the SEC on October 13, 2023. 3.1 3.3 Amended and Restated Bylaws of MIND Technology, Inc. Current Report on Form 8-K, filed with the SEC on August 7, 2020. 3.4 3.4 Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock Current Report on Form 8-K, filed with the SEC on August 7, 2020. 3.5 3.5 Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock Form 8-K filed with the SEC on September 25, 2020. 3.1 3.6 Second Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock Registration Statement on Form S-1 filed with the SEC on October 25, 2021. 3.5 3.7 Third Certificate of Amendment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock Form 8-K filed with the SEC on November 4, 2021. 3.3 3.8 Fourth Certificate of Amen dment of Certificate of Designations, Preferences and Rights of MIND Technology, Inc. 9.00% Series A Cumulative Preferred Stock Form 8-K filed with the SEC on October 13, 2023. 3.2 3.9 Texas Certificate of Merger, effective as of August 3, 2020 Current Report on Form 8-K, filed with the SEC on August 7, 2020. 3.1 3.10 Delaware Certificate of Merger, effective as of August 3, 2020 Current Report on Form 8-K, filed with the SEC on August 7, 2020. 3.2 31.1† Certification of Robert P. Capps, Chief Executive Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 31.2† Certification of Mark A. Cox, Chief Financial Officer, pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended 32.1† Certification of Robert P. Capps, Chief Executive Officer, and Mark A. Cox, Chief Financial Officer, under Section 906 of the Sarbanes Oxley Act of 2002, 18 U.S.C. § 1350 101.INS† Inline XBRL Instance Document 101.SCH† Inline XBRL Taxonomy Extension Schema Document 101.CAL† Inline XBRL Taxonomy Extension Calculation of Linkbase Document 101.DEF† Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB† Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE† Inline XBRL Taxonomy Extension Presentation Linkbase Document 104† Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101). 23 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. MIND TECHNOLOGY, INC. Date: September 12, 2024 /s/ Robert P. Capps Robert P. Capps President and Chief Executive Officer (Duly Authorized Officer) 24