LANTRONIX INC 10-Q

Item 5. Other Information Insider Trading Arrangements During the quarter ended September 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. Item 6. Exhibits Incorporated by Reference Exhibit Number Description Provided Herewith Form Exhibit Filing Date 3.1 Amended and Restated Certificate of Incorporation of Lantronix, Inc., as amended 10-K 3.1 08/29/2013 3.2 Amended and Restated Bylaws of Lantronix, Inc. 8-K 3.2 11/15/2012 10.1 Fourth Amendment to Third Amended and Restated Loan and Security Agreement dated September 3, 2024 among Lantronix, Inc., Lantronix Holding Company, Lantronix Canada, ULC and Lantronix Technologies Canada (Taiwan) Ltd., Transition Networks, Inc., Uplogix, Inc. and Silicon Valley Bank 10-K 10.42 09/09/2024 10.2 Letter Agreement dated September 14, 2024 between Lantronix, Inc. and Brent Stringham 8-K 10.1 09/16/2024 10.3 Lantronix, Inc. 2020 Performance Incentive Plan, as amended and restated 8-K 10.1 11/06/2024 31.1 Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 32.1+ Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X 101.SCH Inline XBRL Taxonomy Extension Schema Document X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) _________________ * Indicates management contract or compensatory plan, contract or arrangement. + Furnished, not filed. 46 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LANTRONIX, INC. Date: November 8, 2024 By: /s/ SALEEL AWSARE Saleel Awsare President and Chief Executive Officer (Principal Executive Officer) By: /s/ BRENT STRINGHAM Brent Stringham Chief Accounting Officer and Interim Chief Financial Officer (Principal Financial and Accounting Officer) 47