OTHER INFORMATION
−Removed: Trading Plans
−Removed: the third quarter of 2024, none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or
−Removed: terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined
−Removed: in Item 408(a) of Regulation S-K).
+Added: 10b5-1 Trading Plans
+Added: During the first quarter of 2025,
+Added: none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any “Rule
+Added: 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408(a) of Regulation
+Added: INDEX TO EXHIBITS
Incorporation
−Removed: and Restated Bylaws
−Removed: to the Amended and Restated Bylaws of Lipocine Inc.
−Removed: and Restated Certificate of Incorporation
−Removed: of Designation of Series A Junior Participating Preferred Stock.
−Removed: of Increase of Series A Junior Participating Preferred Stock
−Removed: of Amendment to the Amended and Restated Certificate of Incorporation of Lipocine Inc.
−Removed: of Designation of Series B Preferred Stock
−Removed: of Amendment to the Amended and Restated Certificated of Incorporation of Lipocine Inc.
−Removed: Amended and Restated 2014 Stock and Incentive Plan
−Removed: Certificate of Amendment to the Certificate of Designation of Series A Junior Participating Preferred Stock
−Removed: Amended and Restated Rights Agreement
−Removed: Certification
−Removed: of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification
−Removed: of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
−Removed: Certification
−Removed: of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
−Removed: Certification
−Removed: of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
−Removed: Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
−Removed: the Inline XBRL document.
−Removed: XBRL Taxonomy Extension Schema Document
−Removed: XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: XBRL Taxonomy Extension Definition Linkbase Document
−Removed: XBRL Taxonomy Extension Labels Linkbase Document
−Removed: XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: contract or compensation plan or arrangement
−Removed: treatment has been granted with respect to certain portions of this exhibit.
−Removed: Omitted portions have been submitted separately with
−Removed: the Securities and Exchange Commission
+Added: Exhibit Description
+Added: Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
+Added: Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, 18 U.S.C.
+Added: XBRL Instance Document - the instance document does not appear
+Added: in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Taxonomy Extension Schema Document
+Added: Inline XBRL Taxonomy Extension Calculation Linkbase Document
+Added: Inline XBRL Taxonomy Extension Definition Linkbase Document
+Added: Inline XBRL Taxonomy Extension Labels Linkbase Document
+Added: Inline XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
Furnished herewith
−Removed: certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and
−Removed: is not to be incorporated by reference into any filing of the Registrant under the Securities Act, or the Exchange Act (whether made
−Removed: before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.
−Removed: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
−Removed: the undersigned thereunto duly authorized.
−Removed: November 7, 2024
+Added: This certification accompanies the Form 10-Q to which it relates, is not
+Added: deemed filed with the Securities and Exchange Commission and is not to be incorporated by reference into any filing of the Registrant
+Added: under the Securities Act, or the Exchange Act (whether made before or after the date of the Form 10-Q), irrespective of any general incorporation
+Added: language contained in such filing.
+Added: Pursuant to the requirements of the Securities Exchange
+Added: Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
+Added: Lipocine Inc.
Patel, President and Chief
−Removed: Executive Officer and Principal Financial Officer)
−Removed: November 7, 2024
+Added: Executive Officer
+Added: (Principal Executive Officer and Principal Financial
Krista Fogarty
−Removed: Fogarty, Corporate Controller
−Removed: Accounting Officer)
+Added: Krista Fogarty, Corporate Controller
+Added: (Principal Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.