+Added: OTHER INFORMATION
Trading Plans
−Removed: the second quarter of 2024, none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted
−Removed: or terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is
−Removed: defined in Item 408(a) of Regulation S-K).
+Added: the third quarter of 2024, none of our directors or executive officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or
+Added: terminated any “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined
+Added: in Item 408(a) of Regulation S-K).
Incorporation
6 unchanged sentences
of Designation of Series B Preferred Stock
−Removed: Certificate of Amendment to the Amended and Restated Certificated of Incorporation of Lipocine Inc.
−Removed: Fifth Amended and Restated 2014 Stock and Incentive Plan
+Added: of Amendment to the Amended and Restated Certificated of Incorporation of Lipocine Inc.
+Added: Amended and Restated 2014 Stock and Incentive Plan
+Added: Certificate of Amendment to the Certificate of Designation of Series A Junior Participating Preferred Stock
+Added: Amended and Restated Rights Agreement
Certification
14 unchanged sentences
Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
−Removed: Filed herewith
−Removed: Management contract or compensation
−Removed: plan or arrangement
−Removed: Confidential treatment has
−Removed: been granted with respect to certain portions of this exhibit.
−Removed: Omitted portions have been submitted separately with the Securities
−Removed: and Exchange Commission
−Removed: This certification accompanies
−Removed: the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and is not to be incorporated by
−Removed: reference into any filing of the Registrant under the Securities Act, or the Exchange Act (whether made before or after the date of
−Removed: the Form 10-Q), irrespective of any general incorporation language contained in such filing.
+Added: contract or compensation plan or arrangement
+Added: treatment has been granted with respect to certain portions of this exhibit.
+Added: Omitted portions have been submitted separately with
+Added: the Securities and Exchange Commission
+Added: Furnished herewith
+Added: certification accompanies the Form 10-Q to which it relates, is not deemed filed with the Securities and Exchange Commission and
+Added: is not to be incorporated by reference into any filing of the Registrant under the Securities Act, or the Exchange Act (whether made
+Added: before or after the date of the Form 10-Q), irrespective of any general incorporation language contained in such filing.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
−Removed: August 8, 2024
+Added: November 7, 2024
Patel, President and Chief
Executive Officer and Principal Financial Officer)
−Removed: August 8, 2024
+Added: November 7, 2024
Krista Fogarty
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.