AEye, Inc. 10-Q

Item 5. Other Information None. Item 6. Exhibits Exhibit Number Description Form File Number Exhibit/Appendix Reference Filing Date Filed Herewith 3.1 Second Amended and Restated Certificate of Incorporation of AEye, Inc. 8-K 001-39699 3.1 08/23/2021 3.2 Amended and Restated Bylaws of AEye, Inc. 8-K 001-39699 3.2 08/23/2021 31.1 Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. X 31.2 Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 86 32.1 Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 101.INS XBRL Instance Document X 101.SCH XBRL Taxonomy Extension Schema Document X 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB XBRL Taxonomy Extension Label Linkbase Document X 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as Inline XBRL) X 87 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Dated: November 12, 2021 AEye, Inc. By: /s/ Blair LaCorte Chief Executive Officer and Director (Principal Executive Officer) By: /s/ Robert Brown Chief Financial Officer and Treasurer (Principal Financial Officer) 88