1 unchanged sentence
Evaluation of Disclosure Controls and Procedures
−Removed: Each of our Co-Chief Executive Officers and Co-Presidents ("Co-CEOs") and Chief Financial Officer participated in an evaluation by our management of the effectiveness of our disclosure controls and procedures as of the end of the period covered by this report.
+Added: Our Executive Chairman and Co-Chief Executive Officer, our Co-Chief Executive Officer and President (together "Co-CEOs") and Chief Financial Officer ("CFO") participated in an evaluation by our management of the effectiveness of our disclosure controls and procedures as of the end of the period covered by this report.
Based on their participation in that evaluation, our Co-CEOs and CFO concluded that our disclosure controls and procedures were effective as of November 30, 2023 to ensure that information required to be disclosed in our reports filed or submitted under the Securities Exchange Act of 1934, as amended, is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms, and to ensure that information required to be disclosed in our reports filed or furnished under the Securities Exchange Act of 1934, as amended, is accumulated and communicated to our management, including both of our Co-CEOs and CFO, as appropriate to allow timely decisions regarding required disclosures.
38 unchanged sentences
The information required by this item for executive officers is set forth under the heading "Executive Officers of Lennar Corporation" in Part I.
−Removed: We have adopted a Code of Business Conduct and Ethics that applies to each of our Co-Chief Executive Officers and Co-Presidents, our Chief Financial Officer and our Chief Accounting Officer.
+Added: We have adopted a Code of Business Conduct and Ethics that applies to each of our Co-Chief Executive Officers and President, our Chief Financial Officer and our Chief Accounting Officer.
The Code of Business Conduct and Ethics is located on our internet web site at www.lennar.com under "Investor Relations – Governance." We intend to provide disclosure of any amendments or waivers of our Code of Business Conduct and Ethics on our website within four business days following the date of the amendment or waiver.
36 unchanged sentences
4.3 Tenth Supplemental Indenture, dated as of April 28, 2015, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, including the form of 4.750% Senior Notes due 2025 - Incorporated by reference to Exhibit 4.14 of the Company’s Current Report on Form 8-K, dated April 28, 2015.
−Removed: 4.4 Eleventh Supplemental Indenture, dated as of November 5, 2015, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, including the form of 4.875% Senior Notes due 2023 - Incorporated by reference to Exhibit 4.15 of the Company’s Current Report on Form 8-K, dated November 5, 2015.
4.5 Fourteenth Supplemental Indenture, dated as of April 28, 2017, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, including the form of 4.50% Senior Notes due 2024 - Incorporated by reference to Exhibit 4.18 of the Company’s Current Report on Form 8-K, dated April 28, 2017.
4.6 Indenture, dated as of November 29, 2017, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, including the form of 2.95% Senior Notes due 2020 and the form of 4.75% Senior Notes due 2027 - Incorporated by reference to Exhibit 4.1 of the Company’s Current Report on Form 8-K, dated November 29, 2017.
−Removed: 4.7 Indenture, dated as of February 20, 2018, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, governing the 5.875% Senior Notes due November 15, 2024 (including the forms of 5.875% Senior Notes due November 15, 2024) - Incorporated by reference to Exhibit 4.6 of the Company’s Current Report on Form 8-K, dated February 16, 2018.
4.8 Indenture, dated as of February 20, 2018, among Lennar Corporation, each of the guarantors identified therein and The Bank of New York Mellon, as trustee, governing the 5.25% Senior Notes due June 1, 2026 (including the forms of 5.25% Senior Notes due June 1, 2026) - Incorporated by reference to Exhibit 4.7 of the Company’s Current Report on Form 8-K, dated February 16, 2018.
6 unchanged sentences
Home Corporation and Lessee - Incorporated by reference to Exhibit 10.19 of the Company’s Current Report on Form 8-K, dated February 12, 2015.
+Added: 10.6* Aircraft Time Sharing Agreement, dated December 4, 2023, between U.S.
+Added: Home, LLC and Stuart Miller - Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, dated December 4, 2023.
+Added: 10.7* Aircraft Time Sharing Agreement, dated December 4, 2023, between U.S.
+Added: Home, LLC and Jonathan M.
+Added: Jaffe - Incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K, dated December 4, 2023.
+Added: 10.8 Separation Agreement and General Release, dated July 14, 2023, between Lennar Corporation and Rick Beckwitt - Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, dated July 14, 2023.
10.9* Form of 2020 Award Agreement under the Company’s 2016 Equity Incentive Plan for Mr.
26 unchanged sentences
Jaffe - Incorporated by reference to Exhibit 10.3 of the Company’s Current Report on Form 8-K, dated November 17, 2022.
+Added: 10.17* 2023 Award Agreements under the Company’s 2016 Incentive Compensation Plan, as amended, for Mr.
+Added: Beckwitt, Mr.
+Added: Bessette, Mr.
+Added: McCall and Mr.
+Added: Sustana - Incorporated by reference to Exhibit 10.1 of the Company’s Current Report on Form 8-K, dated February 28, 2023.
+Added: 10.18* Form of 2023 Award Agreement under the Company’s 2016 Equity Incentive Plan for Mr.
+Added: Beckwitt, Mr.
+Added: Bessette and Mr.
+Added: McCall - Incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K, dated February 28, 2023.
21** List of subsidiaries.
1 unchanged sentence
23** Consent of Independent Registered Public Accounting Firm.
−Removed: 31.1** Rule 13a-14a/15d-14(a) Certification of Rick Beckwitt.
+Added: 31.1** Rule 13a-14a/15d-14(a) Certification of Stuart Miller.
31.2** Rule 13a-14a/15d-14(a) Certification of Jonathan M.
31.3** Rule 13a-14a/15d-14(a) Certification of Diane Bessette.
−Removed: 32** Section 1350 Certifications of Rick Beckwitt, Jonathan M.
+Added: 32*** Section 1350 Certifications of Stuart Miller, Jonathan M.
Jaffe and Diane Bessette.
10 unchanged sentences
** Filed herewith.
+Added: *** Furnished herewith.
**** Included in Exhibit 101.
2 unchanged sentences
LENNAR CORPORATION
−Removed: /S/ RICK BECKWITT
−Removed: Rick Beckwitt
−Removed: Co-Chief Executive Officer, Co-President and Director
+Added: /S/ STUART MILLER
+Added: Stuart Miller
+Added: Executive Chairman and Co-Chief Executive Officer
January 26, 2024
1 unchanged sentence
/S/ JONATHAN M.
−Removed: Co-Chief Executive Officer, Co-President and Director
+Added: Co-Chief Executive Officer and President
January 26, 2024
1 unchanged sentence
Principal Executive Officer:
−Removed: Rick Beckwitt /S/ RICK BECKWITT
−Removed: Co-Chief Executive Officer, Co-President and Director Date:
+Added: Stuart Miller /S/ STUART MILLER
+Added: Executive Chairman, Co-Chief Executive Officer and Director Date:
January 26, 2024
Jaffe /S/ JONATHAN M.
−Removed: Co-Chief Executive Officer, Co-President and Director Date:
+Added: Co-Chief Executive Officer, President and Director Date:
January 26, 2024
19 unchanged sentences
January 26, 2024
−Removed: Stuart Miller /S/ STUART MILLER
−Removed: January 26, 2023
Armando Olivera /S/ ARMANDO OLIVERA
January 26, 2024
+Added: Dacona Smith /S/ DACONA SMITH
+Added: January 26, 2024
Jeffrey Sonnenfeld /S/ JEFFREY SONNENFELD
January 26, 2024
+Added: Serena Wolfe /S/ SERENA WOLFE
+Added: January 26, 2024
LENNAR CORPORATION AND SUBSIDIARIES
22 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.