SemiLEDs Corp 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds None. Repurchases None. Item 3. Defaults Upon Senior Securities None. Item 4. Mine Safety Disclosures Not applicable. 27 Item 5. Othe r Information None. Item 6. Exhibits Exhibit No. Description 10.1 Convertible unsecured promissory notes issued December 10, 2019 to Trung Doan (incorprateed by reference from Exhibit 1.1 to the Company’s Current Report on Form 8-K filed on Dec 11, 2019). 10.2 Convertible unsecured promissory notes issued December 6, 2019 to J. R. Simplot Company (incorprateed by reference from Exhibit 1.2 to the Company’s Current Report on Form 8-K filed on Dec 11, 2019). 31.1 Certification of Chief Executive Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 31.2 Certification of Chief Financial Officer Pursuant to Exchange Act Rule 13a-14(a)/15d-14(a) as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 32.1 Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2 Certification pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 101.INS XBRL Instance Document 101.SCH XBRL Taxonomy Extension Schema Document 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF XBRL Taxonomy Extension Definition Linkbase Document 101.LAB XBRL Taxonomy Extension Label Linkbase Document 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document 28 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. SEMILEDS CORPORATION (Registrant) Dated: January 14, 2021 By: /s/ Christopher Lee Name: Christopher Lee Title: Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) 29